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| United States Patent Application |
20030028251
|
| Kind Code
|
A1
|
|
Mathews, Hallett H.
|
February 6, 2003
|
Methods and devices for interbody spinal stabilization
Abstract
Methods and instruments for preparing a disc space and for forming
interbody devices therein are provided. The instruments include
distractors having enlargeable portions positionable in the disc space
for distracting the disc space. The enlargeable portions can also provide
form about or against which an interbody device of a first material is
placed. A second material may be placed in the disc space in the space
previously occupied by the distractors.
| Inventors: |
Mathews, Hallett H.; (Williamsburg, VA)
|
| Correspondence Address:
|
Douglas A. Collier
Woodard, Emhardt, Naughton, Moriarty and McNett
Bank One Center/Tower
111 Monument Circle, Suite 3700
Indianapolis
IN
46204-5137
US
|
| Serial No.:
|
918332 |
| Series Code:
|
09
|
| Filed:
|
July 30, 2001 |
| Current U.S. Class: |
623/17.16; 623/23.62 |
| Class at Publication: |
623/17.16; 623/23.62 |
| International Class: |
A61F 002/44 |
Claims
What is claimed is:
1. A method for performing spinal surgery, comprising: accessing a disc
space between adjacent vertebrae; performing a discectomy in the
interspace; inserting an enlargeable portion of a distractor into the
disc space; enlarging the enlargeable portion of the distractor to
distract the disc space to a desired disc space height, wherein the
enlarged enlargeable portion is sized to form a void in the disc space
between the annulus and an exterior surface of the enlarged enlargeable
portion; and placing a material into the void.
2. The method of claim 1, further comprising: curing the material;
reducing the size of the enlargeable portion of the distractor after the
material is cured; and removing the reduced enlargeable portion of the
distractor from the disc space.
3. The method of claim 2, further comprising: placing a second material in
the space previously occupied by the enlargeable portion.
4. The method of claim 3, wherein the cured material and the vertebral
endplates substantially encapsulate the second material.
5. The method of claim 3, wherein the second material is bone growth
material.
6. The method of claim 1, wherein the material is a cement.
7. The method of claim 1, wherein enlarging the enlargeable portion of the
distractor includes inflating the enlargeable portion of the distractor.
8. The method of claim 7, wherein the enlarged portion of the distractor
is deflated to remove the enlargeable portion from the disc space.
9. The method of claim 1, further comprising: removing cartilaginous
material from the vertebral endplates before inserting the enlargeable
portion of the distractor; and removing a portion of the inner wall of
the annulus before inserting the enlargeable portion of the distractor.
10. The method of claim 1, further comprising selecting a distractor
including an enlargeable portion having a predetermined vertebral
endplate contact area.
11. The method of claim 1, further comprising inserting an enlargeable
portion of a second distractor in the disc space with the enlargeable
portion of the distractor.
12. The method of claim 11, further comprising enlarging the enlargeable
portion of the second distractor, wherein an inner wall of an annulus
encompassing the disc space, the enlarged enlargeable portion of the
distractor and the enlarged enlargeable portion of the second distractor
form the void.
13. The method of claim 12, further comprising: curing the material;
reducing the size of the enlargeable portion of the distractor after the
material is cured; removing the reduced enlargeable portion of the
distractor from the disc space; and placing material into the space
previously occupied by the enlarged enlargeable portion of the distractor
with the enlargeable portion of the second distractor remaining in disc
space.
14. The method of claim 13, further comprising: curing the material placed
in the space; reducing the size of the enlargeable portion of the second
distractor; withdrawing the enlargeable portion of the second distractor
from the disc space; and placing a second material in the space
previously occupied by the enlargeable portion of the second distractor.
15. The method of claim 11, wherein the enlargeable portion of the
distractor is positioned at a first lateral location in the disc space
and the enlargeable portion of the second distractor is centrally
positioned in the disc space.
16. The method of claim 11, wherein the enlargeable portion of the
distractor is positioned at a first lateral location in the disc space
and the enlargeable portion of the second distractor is positioned at a
second lateral location in the disc space.
17. The method of claim 1, wherein accessing the disc space includes:
forming a first access port at a first postero-lateral location of the
spine; and forming a second access port at a second postero-lateral
location of the spine.
18. The method of claim 1, wherein accessing the disc space includes
accessing the disc space from an uni-portal approach.
19. The method of claim 1, wherein accessing the disc space includes
accessing the disc space from a foraminal approach.
20. The method of claim 1, wherein the enlargeable portion of the
distractor is configured to establish lordosis of the disc space.
21. A method for performing spinal surgery in an interspace between
adjacent vertebrae, comprising: providing a distractor having an
inflatable distal end portion defining upper and lower vertebral endplate
contact surfaces having a predetermined area; inserting the inflatable
distal end portion of the distractor into the interspace; inflating the
distal end portion of the distractor to distract the interspace to a
desired interspace height, wherein a void is formed in the interspace
between the annulus and the inflated portion; and placing material into
the void.
22. A method for performing spinal surgery, comprising: accessing a disc
space between adjacent vertebrae; performing a discectomy in the
interspace; inserting an enlargeable portion of a distractor into the
disc space; enlarging the enlargeable portion of the distractor to
distract the disc space to a desired disc space height, wherein the
enlarged enlargeable portion is sized to form a void in the disc space
between the annulus and an exterior surface of the enlarged enlargeable
portion; placing a material into the void; reducing the size of the
enlargeable portion of the distractor after the material is placed; and
removing the reduced enlargeable portion of the distractor from the disc
space.
23. A method for performing spinal surgery in an interspace between
adjacent vertebrae, comprising: providing a distractor having an
inflatable distal end portion defining upper and lower vertebral endplate
contact surfaces having a predetermined area; inserting the inflatable
distal end portion of the distractor into the interspace; inflating the
distal end portion of the distractor to distract the interspace to a
desired interspace height, wherein a void is formed in the interspace
between the annulus and the inflated portion; placing material into the
void. reducing the size of the enlargeable portion of the distractor
after the material is placed; and removing the reduced enlargeable
portion of the distractor from the disc space
24. A method for performing spinal surgery in the disc space between
adjacent vertebrae, comprising: providing a first distractor having an
inflatable distal end portion defining upper and lower vertebral endplate
contact surfaces; accessing the disc space from at least one access port;
inserting the inflatable distal end portion of the first distractor into
the disc space through the at least one access port; inserting the
inflatable distal end portion of the second distractor into the disc
space through the at least one access port; and inflating the first and
second distal end portions to distract the disc space.
25. The method of claim 24, wherein a void is formed in the disc space
between the inflated first and second inflatable distal end portions and
the annulus; and further comprising placing material into the void.
26. The method of claim 24, wherein the inflatable distal end portion of
the first distractor has a distraction height that differs from a
distraction height of the inflatable distal end portion of the second
distractor.
27. The method of claim 24, wherein: the inflatable distal end portions of
the first and second distractors each define a banana shape; accessing
the disc space includes accessing the disc space with opposite first and
second postero-lateral access ports; the first distractor is positionable
through the first access port with its banana shaped distal end portion
positioned along a first portion of the apophyseal ring of the vertebral
endplates; and the second distractor is positionable through the second
access port with its banana shaped distal end portion positioned along a
second portion of the apophyseal ring of the vertebral endplates.
28. The method of claim 27, wherein the inflatable distal end portion of
the first distractor has a distraction height that differs from a
distraction height of the inflatable distal end portion of the second
distractor.
29. The method of claim 24, wherein the at least one access port provides
a postero-lateral approach to the disc space.
30. A method for performing spinal surgery, comprising: preparing a spinal
disc space for insertion of a form; positioning the form in the spinal
disc space wherein a void is formed around the form; placing a first
material in the void and in contact with the vertebral endplates on
either side of the spinal disc space; removing the form; and placing a
second material in the position that was occupied by the removed form.
31. The method of claim 30, wherein the first material has a fluid state
while placing the first material and after placing the first material
changes to a second condition after wherein the first material provides a
solid interbody device extending between the vertebral endplates.
32. The method of claim 30, wherein the form is an enlargeable portion of
a distractor.
33. The method of claim 30, wherein preparing the spinal disc space
includes: accessing the spinal disc space from a pair of opposite ports
each inserted from a postero-lateral approach; and performing a
discectomy through at least one of the ports.
34. A method for performing spinal surgery, comprising: preparing a spinal
disc space for placement of a first material therein; forming a void in
the spinal disc space; placing a first material in the void and in
contact with vertebral endplates on either side of the spinal disc space
and in contact with an inner annulus wall; forming a cavity in the first
material; and placing a second material in the cavity.
35. The method of claim 34, wherein forming the void includes: inserting
an enlargeable portion of a distractor into the disc space in a
reduced-size configuration; and enlarging the enlargeable portion of the
distractor in the disc space.
36. The method of claim 35, wherein enlarging the distractor distracts the
disc space to a desired disc space height.
37. A spinal surgical instrument for distracting a disc space, comprising:
a shaft extending between a proximal end and a distal end; and an
inflatable portion adjacent said distal end, said inflatable portion
having a reduced size configuration for insertion into the disc space and
an enlarged inflated configuration, wherein when in said inflated
configuration said inflatable portion defines an upper vertebral endplate
contacting surface and an opposite lower vertebral endplate contacting
surface, each of said upper and lower vertebral endplate contacting
surfaces having a vertebral endplate contacting area in the range of 0.1
square inches to 0.5 square inches.
38. The instrument of claim 37, wherein said shaft defines an inflation
lumen in communication with said inflatable portion.
39. The instrument of claim 37, wherein each of said vertebral endplate
contacting surfaces has an oval shape.
40. The instrument of claim 37, wherein each of said vertebral endplate
contacting surfaces has a circular shape.
41. The instrument of claim 37, wherein each of said vertebral endplate
contacting surfaces has a generally rectangular shape.
42. The instrument of claim 37, wherein each of said vertebral endplate
contacting surfaces has a first contacting node and a second contacting
node and said inflatable portion includes a concave surface extending
between said first and second contacting nodes.
43. The instrument of claim 42, wherein when in said inflated
configuration said inflatable portion is sized to contact vertebral
endplates adjacent the disc space and restore the disc space to a desired
disc space height, said inflatable portion is further sized and shaped in
the anterior, posterior and lateral directions to occupy the disc space
with a void formed between the inflatable portion and an inner wall of an
annulus surrounding the disc space annulus.
44. A spinal surgical device implantable in a disc space, comprising: a
shaft extending between a proximal end and a distal end; and an
inflatable portion adjacent said distal end, said inflatable portion
having a reduced size configuration for insertion into the disc space and
an enlarged inflated configuration, wherein when in said inflated
configuration said inflatable portion is sized to contact vertebral
endplates adjacent the disc space and restore the disc space to a desired
disc space height, said inflatable portion is further sized and shaped in
the anterior, posterior and lateral directions to occupy the disc space
with a void formed between the inflatable portion and an inner wall of an
annulus surrounding the disc space annulus; and a first material in the
void.
45. The device of claim 44, wherein said shape is selected from the group
consisting of: a vertically-oriented cylinder, a horizontally-oriented
cylinder, a sphere, a center cylinder with frusto-conically tapered ends,
a banana, and a pear.
46. The device of claim 44, wherein when inflated said inflatable portion
defines an upper vertebral endplate contacting surface and an opposite
lower vertebral endplate contacting surface, each of said upper and lower
vertebral endplate contacting surfaces having a vertebral endplate
contacting area in the range of 0.1 square inches to 0.5 square inches.
47. The device of claim 44, wherein said shaft defines an inflation lumen
in communication with said inflatable portion.
Description
FIELD OF THE INVENTION
[0001] The present invention relates generally to instruments and devices
for spinal surgery, more particularly to methods and devices for spinal
disc space preparation and interbody spinal stabilization.
BACKGROUND OF THE INVENTION
[0002] There are prior art interbody devices that are fabricated prior to
implantation and then inserted into the patient's spinal disc space
during surgery. It is also known to insert one or more pre-fabricated
devices from anterior, antero-lateral, lateral, postero-lateral,
transforaminal, posterior, posterior mid-line or any other known approach
to the disc space. These pre-fabricated devices can require the surgeon
to modify the interbody device, the vertebral bodies, and/or the
vertebral endplates to achieve a desired fit between the spinal anatomy
and the interbody device. While some pre-fabricated devices can be
modified before and during surgery by the surgeon, this is a time
consuming task and also does not always result in a desired or optimum
fit with the natural or altered spinal anatomy. Further, the various
approaches and instruments required to insert pre-fabricated devices can
be invasive and traumatic to the nervature, vasculature, and tissue
between the skin and the disc space.
[0003] What is therefore needed are methods and devices for providing
interbody devices in a disc space between vertebral bodies that allow the
surgeon to achieve a desired or optimum fit between the device and the
natural or altered spinal anatomy. What is also needed are devices and
methods for preparing a disc space for an interbody device while
minimizing invasion into the tissue between the skin and the subject disc
space. What is further needed are improved devices and methods for
performing spinal surgery. What is also needed are methods and devices
for providing interbody fusion utilizing minimally invasive approaches
and instruments. The present invention is directed toward meeting these
needs, among others.
SUMMARY OF THE INVENTION
[0004] According to one aspect of the present invention, there is provided
a form positionable in a spinal disc space and an interbody device made
from material that has a first condition allowing placement around the
form and in contact with the vertebral endplates and thereafter the
material has a second condition that provides structural support between
the endplates.
[0005] According to another aspect of the invention, there is provided a
distractor for a disc space that has a reduced-size configuration for
insertion into a disc space and an enlarged configuration for distracting
the disc space and for defining a void between the enlarged portion and
the inner wall of the disc space annulus.
[0006] According to yet another aspect of the invention, a spinal disc
space distractor provides an intradiscal form around which an interbody
device is placed.
[0007] According to a further aspect of the invention, a spinal disc space
distractor having an enlargeable portion is provided.
[0008] According to a further aspect of the invention, a spinal disc space
distractor having an enlargeable portion with upper and lower vertebral
endplate contact surfaces with predetermined areas is provided.
[0009] According to another aspect of the invention, a surgeon inserts a
distractor in a spinal disc space and places a first material around the
distractor and between the vertebral endplates. When the first material
cures, the distractor is withdrawn and a second material is placed in the
disc space in the space that was occupied by the distractor.
[0010] According to a further aspect of the invention, multiple
distractors having enlargeable distracting portions are inserted in the
disc space to form a void for receiving a first material
[0011] According to another aspect of the invention, a disc space is
bi-laterally distracted by inserting an enlargeable portion of a first
distractor at a first lateral disc space location and an enlargeable
portion of a second distractor at a second lateral disc space location.
Scoliosis can be addressed by providing the enlargeable portions with
different distraction heights.
[0012] According to a further aspect of the invention, a spinal disc space
distractor having an enlargeable portion of a predetermined shape is
provided. The predetermined shape is selected from one of the following:
vertically-oriented cylinder, horizontally-oriented cylinder, sphere,
cylindrical center portion with frusto-conical tapered ends;
banana-shaped, and pear shaped.
[0013] These and other aspects, forms, features and advantages will be
apparent from the following description of the illustrated embodiments.
BRIEF DESCRIPTION OF THE DRAWINGS
[0014] FIG. 1 is diagrammatic illustration in the axial plane of a spinal
disc space with instruments positioned therein for performing a
discectomy procedure.
[0015] FIG. 2a is a diagrammatic illustration of the disc space of FIG. 1
with a distractor having an enlargeable portion positioned therein.
[0016] FIG. 2b is a diagrammatic illustration looking in the direction
transverse to the sagittal plane of the spinal column segment
encompassing the disc space and the distractor of FIG. 2a.
[0017] FIG. 3a is a diagrammatic illustration of the disc space of FIG. 2a
with the distractor disposed therein along with a material delivery
instrument.
[0018] FIG. 3b is a diagrammatic illustration of the disc space of FIG. 3a
with a first material being delivered around the enlarged portion of the
distractor.
[0019] FIG. 3c is a sectional view of an alternate embodiment enlargeable
distractor and material delivery instrument according to the present
invention.
[0020] FIG. 4 is a diagrammatic illustration of the disc space of FIG. 3b
after the first material has cured and the enlargeable portion of the
distractor in a reduced size configuration for removal from the disc
space.
[0021] FIG. 5 is a diagrammatic illustration of the disc space of FIG. 4
with a second material in the disc space within the cured material.
[0022] FIG. 6 is a diagrammatic illustration of in partial section through
line 6-6 of FIG. 5.
[0023] FIG. 7 is a diagrammatic illustration of the partial sectional view
of FIG. 7 showing posterior stabilization instrumentation secured to the
spinal column segment across the disc space.
[0024] FIG. 8 is a diagrammatic illustration in the axial plane of a
spinal disc space having a pair of distractors having enlargeable
portions for bi-lateral distraction of the disc space.
[0025] FIG. 9 is a diagrammatic illustration of a spinal disc space having
another arrangement for dual distractors along with a first material
positioned at a first lateral location in the disc space.
[0026] FIGS. 10a-10c show a side view, an end view and a plan view,
respectively, of one embodiment of an inflatable distractor.
[0027] FIGS. 11a-11c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0028] FIGS. 12a-12c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0029] FIGS. 13a-13c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0030] FIGS. 14a-14c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0031] FIGS. 15a-15c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0032] FIGS. 16a-16c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0033] FIGS. 17a-17c show a side view, an end view and a plan view,
respectively, of another embodiment inflatable distractor.
[0034] FIG. 18 is a graphical representation of the load applied to the
vertebral endplates versus inflation pressure for inflatable distractors
having various vertebral endplate contact areas.
DESCRIPTION OF THE ILLUSTRATED EMBODIMENTS
[0035] For the purposes of promoting an understanding of the principles of
the invention, reference will now be made to the embodiments illustrated
in the drawings and specific language will be used to describe the same.
It will nevertheless be understood that no limitation of the scope of the
invention is thereby intended. Any such alterations and further
modifications in the illustrated devices, and any such further
applications of the principles of the invention as illustrated herein are
contemplated as would normally occur to one skilled in the art to which
the invention relates.
[0036] The present invention provides techniques for forming interbody
devices in a disc space of the spinal column. It is contemplated that
techniques of the present invention utilize minimally invasive endoscopic
instruments and methods for performing discectomy and other disc space
preparatory procedures. However, open surgical techniques and other
visualization instruments and techniques are also contemplated. In
techniques where the interbody device is part of a spinal fusion
procedure, percutaneous stabilization and fixation techniques through the
pedicles or facets are also possible after completing insertion of the
interbody device. The present invention further provides minimally
invasive techniques for segmental stabilization of a spinal disc space to
repair a spinal disc space due to, for example, disc space collapse or
progressive mono-segmental instability which are normally repaired via
discectomy procedures that do not include interbody fusion. The present
invention has application from any approach to any disc space along the
spinal column, including L5-S1. Further, the present invention has
application in a bi-portal, postero-lateral approach to one or disc
spaces in the lumbar region of the spine.
[0037] Reference will now be made to FIGS. 1-7 to describe methods,
instruments and materials according to the present invention to provide
an interbody device formed in situ in the disc space that conforms with
the patient's vertebral endplate anatomy. FIG. 1 shows an outline in plan
view of a spinal disc space and lower vertebral body 10b in plan view
during a discectomy procedure. The anterior aspect of the spinal column
is indicated by "A" and the posterior side is indicated by "P." The
lateral aspects of the spinal column extend between A and P on each side
the spinal column. As shown further in FIG. 2b, the subject spinal disc
space is located between an upper vertebra 10a having an inferior
endplate 11a and a lower vertebral 10b having a superior endplate 11b.
The disc space has a nucleus 12 that is surrounded by an annulus 14.
First and second pedicles 16a extend posteriorly from upper vertebral
body 10a, and first and second pedicles 16b extend posteriorly from lower
vertebral body 10b. The spinal cord or dura 17 extends along the
posterior aspect of vertebrae 10a, 10b.
[0038] In FIG. 1 there are shown instruments inserted via a bi-portal
approach to the disc space that are useful in completing a nucleotomy or
a discectomy of the spinal disc. The instruments for performing this
procedure can include a scope 20 and a discectomy instrument 22. In the
illustrated embodiment, discectomy instrument 22 and scope 20 are
inserted through first access port 18 and second access port 19,
respectively, in a postero-lateral approach to the disc space. Access
ports 18, 19 can each be a working channel cannula to provide a protected
first and second postero-lateral access ports to the disc space. It is to
be understood that aspects of the present invention contemplate
approaches and combinations of approaches to the disc space other than a
postero-lateral approach, such as a lateral approach, anterior approach,
or antero-lateral approaches. It should be understood that uni-portal
disc space access is contemplated, as well as bi-portal disc space access
from the same side of the spinal disc space or from differing approaches,
such as a lateral approach and a postero-lateral approach. It is further
contemplated that open surgical procedures could be utilized for the
discectomy.
[0039] In one specific surgical technique used with the present invention,
the disc space in the lumbar region of the spine is accessed
endoscopically via a foraminal or postero-lateral, bi-portal approach.
Cannulas and dilators can be used for access ports 18, 19 and catheters
inserted therethrough for visualization, discectomy procedures,
distraction, and material delivery. In these approaches, the outer
cannulas can have an outside diameter of up to 7.5 millimeters and more
typically in the range of about 6.5 millimeters. However, any sized
cannula is contemplated so long as there is an acceptable level of trauma
to the tissue and nerve structures.
[0040] To provide access ports 18, 19 in this specific technique,
insertion begins 9 to 13 centimeters from the midline with a guidewire or
discogram needle. The facet joint at the dome of the facet is initially
targeted and palpated by the tip of the needle. The needle is withdrawn
and re-angulated to go inside the dome, thus missing the exiting nerve
root. The posterior vertebral bodyline is imaged fluoroscopically to
document its resting position. The fluoro machine is then moved to an A-P
position and the resting zone is either on the mid or lateral pendicular
starting position for a postero-lateral approach or the medial pendicular
midline for a foraminal approach. Needle insertion into the disc space
can be completed simultaneously on the left and right hand sides. The
needles can be triangulated to touch one another in the posterior central
portion of the disc space or alignment can be adjusted and conformed via
discography.
[0041] One or more dilators of increasing diameter are then sequentially
placed over each of the needles to the annulus, and a cannula is placed
over each of the final dilators to land on the annulus. The final
dilators are removed and a trephine used through each cannula to cut
holes in the annulus to allow for entry into the disc space. An endoscope
can be used at any time throughout the procedure to document the presence
of nerve roots or to observe the annulus prior to cutting. The final
dilator is then re-inserted into each of the cannulas and impacted
through the hole in the annulus and into the disc space. The final
dilator thus secures the cannula into position and obstructs the annulus
opening to ensure material is delivered into the disc space without
excursion out of the disc space. The cannulas and dilators are then used
as access portals to the disc space for completion of the remaining
procedures, and also allow for the interchange of instruments between the
left and right sides. Either one of the access ports 18, 19 can then be
used for endoscopic visualization and the other access portal 18, 19 can
be used for disc material removal with manual, automated, ultrasonic,
laser, or any other disc material removal instruments desired by the
surgeon.
[0042] After discectomy there is a prepared disc space 24. It can also be
desired by the surgeon to expose and gently remove endplate cartilage and
to remove all soft tissue and debris from within the disc space to expose
the inner wall of the annulus. Inner portions of a minimally appropriate
amount of the inner wall laminates of annulus 14 surrounding the removed
nucleus can be removed to increase the lateral and anterior-posterior
extent of the prepared disc space 24. The remaining portion of the
annulus remains intact except for the access holes cut for instrument
entry locations. An endoscope can be placed in one of the access portals
to check disc material removal and to also check the annulus to ensure
there are no wall defects requiring repair. In cases where interbody
fusion is desired, the endplates can be prepared by eburnating the
apophyseal ring to prepare it for bony fusion, and the vertebral
endplates can be scraped or abraded to reduce them to bleeding bone.
Right angle curettes or probes can also be inserted to make small
protrusions or abrasions into the endplates to further facilitate fusion
if so desired.
[0043] After disc space access and discectomy, the disc space will
typically still be in a collapsed state, and the only distraction that
has been completed at this point has been the result of insertion of the
final dilator into the disc space. The disc space must now be further
distracted to the desired disc space height and also to establish
lordosis if desired or necessary. Referring now to FIGS. 2a-2b, a
distractor 30 is inserted into the prepared disc space 24. Distractor 30
has a shaft 32 extending between a distal end 36 and a proximal end 38
situated outside the disc space. Adjacent distal end 36 there is an
enlargeable portion 34 positionable in prepared disc space 24.
Enlargeable portion 34 is inserted into the disc space in a reduced size
configuration, and after proper positioning in prepared disc space 12 is
confirmed endoscopically, fluoroscopically or via any other visualization
technique, is thereafter enlarged to contact endplates 11a, 11b and
distract the disc space to the desired height.
[0044] Enlargeable portion 34 is sized with respect to prepared disc space
24 such that a void 26 is formed between the enlarged portion 34, inner
wall of annulus 14, and the endplates 11a, 11b generally in the location
of the apophyseal ring as shown in FIG. 3a. In one form, enlargeable
portion 34 is an inflatable balloon or cuff-type structure that is
inserted into the disc space in a deflated condition and thereafter
inflated via an inflation lumen through shaft 32 to a predetermined
pressure with air, gas, or liquid from an inflation source 39. A valve 37
can be provided on shaft 32 to block the lumen therethrough and maintain
the inflation pressure in enlargeable portion 34. It is further
contemplated that enlargeable portion 34 could be made from any material
capable of assuming a reduced sized for insertion and withdrawal from the
prepared disc space and enlargeable for disc space distraction, such as
an elastomer, polymer, shape memory material or spring steel. Examples of
various types of inflatable devices are described further below with
respect to FIGS. 10-17.
[0045] In any event, enlargeable portion 34 is sized in the
cephalad-caudal directions sufficiently to distract the spinal disc space
to a desired normal disc space height and sized in the lateral and
anterior-posterior directions to provide void 26 when enlarged. A single
centrally placed enlargeable distractor 30 could utilize endplate
geometry to create lordosis.
[0046] In addition to a single distractor having an enlargeable portion
inserted into the disc space as shown above with respect to FIGS. 1-7,
other distraction instruments and techniques are contemplated. For
example, if the enlargeable portion of the distractor is inflatable, then
the enlargeable portion 34 can be provided with dual chambers of
differing heights to establish a lordotic effect. In another example,
multiple distractors having different height enlargeable portions 34 can
be inserted and positioned at the appropriate locations in the disc space
and be enlarged together to provide the desired endplate angulation.
[0047] As further shown in FIGS. 3a and 3b, with distractor 30 enlarged
and maintaining disc space distraction, a material delivery instrument 40
is inserted into the disc space in the access port opposite the
distractor access port. Material delivery instrument 40 includes a
working channel 42 through which a first material 50 can be delivered
through a distal opening 44 and into void 26. First material 50 has a
first condition that allows it to be selectively placed, injected,
flowed, moved or otherwise migrated around the enlargeable portion 34 in
void 26 such that all or substantially all of void 26 is occupied by
first material 50. First material 50 thereafter changes, cures or
transforms from its first condition into a second condition in which it
forms a solid or semi-solid interbody device 50' in space 26, as shown in
FIG. 4, capable of structurally supporting the vertebrae at the desired
disc space height. Interbody device 50' thus conforms to the patient's
vertebral endplate anatomy and also conforms to the shape of void 26
between enlargeable portion 34 and annulus 14.
[0048] It is contemplated that first material 50 can be a cement,
poly(methyl methacrylate), or any other bio-compatible material that has
the structural capabilities to withstand the spinal column loads applied
thereto. It is further contemplated that first material 50 can be
delivered in a first condition through an instrument channel or lumen of
instrument 40 and thereafter changed to a second condition via any
natural or chemically induced or enhanced reaction to form an interbody
device 50'. First material 50 can further be static or include bio-active
material to promote bone growth.
[0049] While delivery instrument 40 is illustrated as an instrument
separate from distractor 30, it is also contemplated that distractor 30
could be provided with a working channel for delivery of first material
50 to void 26 or second material 60 to central space 52'. For example, as
shown in FIG. 3c, distractor 30' has a shaft 32' and an inflatable
enlargeable portion 34'. Shaft 32' defines an inflation lumen 32a' in
communication with the interior of enlargeable portion 34'. Shaft 32'
further include a material delivery lumen 32b' extending through
enlargeable portion 34' and opening at distal end 36'. After distraction
with enlargeable portion 34', first material 50 can be delivered through
lumen 32b' into void 26. Such an instrument could be employed for
uni-portal material delivery and disc space distraction, or used in
combination with material delivery instrument 40 or another distractor
30' in the opposite access port to provide bi-portal material delivery.
It is further contemplated that delivery instrument 40 can be a flexible
cannula or catheter that can be moved or manipulated around void 26 in
order to deliver first material 50 to all portions thereof. Material
delivery instrument 40 can further be provided with endoscopic
capabilities to allow visualization and direct viewing of material
delivery.
[0050] In another form, one or more flexible material delivery catheters
can be placed over a guide wire extending through one of the access
portals and into the disc space around enlargeable portion 34 and at
various locations in void 26. The flexible catheter(s) can be placed
through only one or both of the access portals 18, 19. With the desired
distraction achieved and the material delivery catheters positioned as
desired, the guide wires are removed and first material 50 delivered
through the flexible catheter(s). First material 50 can be delivered
sequentially through the catheters or simultaneously through the
catheters to provide an interbody device 50' that is completely formed
about enlargeable portion 34 except for an entry port to central cavity
52'. Interbody device 50' thus provides balanced spinal load support on
the apophyseal ring. Second material 60 can then be placed centrally into
the interbody device in the central cavity 52' previously occupied by the
withdrawn enlargeable portion 34 of distractor 30.
[0051] One specific technique for placement of first material 50 via
bi-portal, postero-lateral access ports was completed as follows. The
material delivery instrument 40 included first and second material
delivery catheters each placed in a respective one of the first and
second access ports 18 and 19. First material 50 was delivered through
one catheter through the first access port under low pressure until the
presence of first material 50 was detected at the distal end of the first
access port or the second access port. The catheter was then slowly
pulled back through the first access port until first material 50 was
delivered to the distal end of the first access port housing the first
delivery catheter. Thereafter the first material delivery catheter was
withdrawn. First material 50 was then delivered through the second
material delivery catheter positioned in the second access port until
first material 50 was detected at the distal end of either of the second
access port or the first access port. The second material delivery
catheter was then pulled back through the second access port, thereby
completely filling the void 26 with first material 50.
[0052] Several factors are to be considered in placing first material 50
in the disc space. For example, if first material 50 were a cement,
factors to consider include the liquidity of the cement, the cure
temperature of the cement and the insertion pressure of the cement. If
the cement has a relatively cool temperature, then more time is required
for the cement to cure which increase operating room time. Curing time
can also be affected by adding other substances to it, such as growth
factors, antibiotics and/or barium tracer. The injection pressure of
first material 50 can affect whether it will leak out of small tears in
the annulus or infiltrate interstices and nutrient canals of the
vertebral endplates. It is also desirable that placement procedures for
first material be carried out under fluoroscopy with a tracer such as
barium in first material 50 to allow monitoring of material excursion and
its presence in the disc space. Monitoring of the placement of first
material 50 to confirm its proper positioning in the disc space can be
accomplished by AP and lateral fluoroscopy or bi-planar fluoroscopy. The
presence of material excursion could signify a significant annulus or
other anatomical or surgically created defect or void. Such monitoring
provides a safety measure to ensure first material 50 is not placed into
inappropriate anatomic locations during formation of interbody device
50'.
[0053] Referring further to FIG. 4, enlargeable portion 34 is returned to
its reduced size configuration so it can be removed from interbody device
50' and the disc space. This leaves a central cavity 52' surrounded by
interbody device 50'. An endoscope 20 can be used to monitor distractor
withdrawal and to check the integrity of interbody device 50'. Material
delivery instrument 40 can then be repositioned, if necessary, in one of
the access portals and used to deliver a second material 60 to central
cavity 52' as shown in FIG. 5. Second material 60 can be artificial disc
material, bioactive substance, rhBMP, autograft, or bioactive or
osteoconductive carrier for bony fusion. In situations where second
material 60 is fusion material, bony fusion can occur centrally while
interbody device 50' provides stability of the disc space during fusion.
It is further contemplated that in situations where fusion is desired,
the endplates 11a, 11b could be reduced to bleeding bone via scraping,
cutting, or reaming prior to placement of second material 60.
[0054] Referring now to FIG. 6, there is shown a partial section view of
the spinal column segment having interbody device 50' formed in a disc
space as described above. Interbody device 50' conforms with the shape of
endplates 11a, 11b and constrains second material 60 therein. In FIG. 7,
there are shown posterior screws 46a, 46b secured to pedicles 16a, 16b
and a rod 48 extending between and secured thereto. It is further
contemplated that posterior stabilization could be provided with screws
at the facet joints, or via a posterior plate secured to the vertebrae.
Anterior or lateral stabilization plates secured to the vertebrae are
also contemplated. Such supplemental fixation and stabilization devices
are known in the art and will not be described further herein.
[0055] Referring now to FIG. 8, there is shown another technique for
forming an interbody device in a spinal disc space. The instruments used
in the technique of FIG. 8 include a left side lateral distractor 70a and
a right side lateral distractor 70b that is substantially identical to
left side distractor 70a. Lateral distractors 70a, 70b each include
shafts 72a, 72b and an enlargeable portion 74a, 74b, respectively,
adjacent a distal end of the respective shaft. If enlargeable portions
74a, 74b were inflatable, shafts 72a, 72b would also define an inflation
lumen. After completing procedures to form a prepared disc space as
discussed above, lateral distractors 70a, 70b are positioned through
bi-portal access ports 18, 19 and into the disc space 24. Enlargeable
portions 74a, 74b each have a concavo-convex or banana-shaped
configuration so that each can be positioned along the inner annulus wall
and the apophyseal ring of the upper and lower vertebrae 10a, 10b while
leaving the central portion of the disc space open. Further, the
apophyseal ring in its most anterior portion between the distal tips of
enlargeable portions 74a, 74b remains open for placement of material 50
and also remains open along its most posterior portion between the distal
ends of enlargeable portions 74a, 74b. For example, as shown in FIG. 8,
first material 50 has been placed in the anterior portion of the disc
space by a material delivery instrument or catheter inserted through one
of the access portals 18, 19 alongside the distractor to form a first
interbody device segment 50" when cured. First material 50 could also be
placed in the posterior portion to form a second interbody device segment
(not shown). Additional interbody segments or pillars could be formed in
the disc space, and second material 60 could then be placed or packed
between the interbody segments.
[0056] There are several distraction and material placement techniques
afforded by use of lateral distractors as shown in FIG. 8. For example,
after sequential bi-lateral distraction of the disc space, one of the
lateral distractors could be reduced in size and withdrawn and this same
side of the disc space could be provided with first material 50 from
delivery instrument 40 to form a first lateral interbody device segment
50a as shown in FIG. 9. A single central distractor 30 can be used to
block the central portion of the prepared disc space 24 while second
lateral distractor 70b blocks the right lateral side of the disc space.
Second lateral distractor 70b can then be withdrawn and additional first
material 50 is provided to form a second interbody device segment (not
shown) using enlargeable portion 34 as a form. After completion of the
interbody device segments, second material 60 can be delivered into the
space between the interbody device segments. Further, sequential
distraction can be done in such a way that two lateral distractors 70a,
70b are left in prepared disc space 24 and second material 60 can be
placed between the lateral distractors 70a, 70b. Second material 60 can
then be used alone or in combination with one of the lateral distractors
70a, 70b as a form for placement of first material 50.
[0057] It is further contemplated that the placement location for first
material 50 can be varied at any location about the apophyseal ring by
using combinations of lateral distractors, anterior and posterior
distractors, and central distractors. Further, it is contemplated first
material 50 could be placed at multiple, discrete locations about the
apophyseal ring to provide a number of columnar or segmented interbody
devices in the disc space. These segmented interbody devices could be
formed adjacent to and in contact with one another or formed with gaps
therebetween. It is further contemplated that the positioning of the
various interbody devices could be varied to accommodate the approach
desired for material placement, including both uni-lateral injection or a
bi-lateral placement.
[0058] In another embodiment, the banana-shaped lateral distractors 70a,
70b can be tapered in height to provide angulation between the vertebral
endplates. For example, lordosis could be established by providing the
enlargeable portions 74a, 74b with a greater height posteriorly than
anteriorly. Further, the lateral distractors 70a, 70b can be provided
with differing heights in order to distract one side of the disc space
more than the other side, reducing or eliminating scoliosis.
Alternatively, identical inflatable devices could be provided in which
the inflatable portions have a height that corresponds to the internal
inflation pressure supplied thereto. One of the lateral distractors could
be inflated to a greater pressure than the contra-lateral side to provide
differential distraction heights for each side. The same lateral
distractor could be employed bi-laterally to change the lateral
angulation of the disc space by varying the inflation pressure supplied
to the enlargeable portion thereof.
[0059] After repairing scoliosis by providing the appropriate distraction
and interbody devices, the disc space occupied by the enlargeable
portions of the distractor is available for placement of bone growth
material. For example, if two banana-shaped inflatable devices are used,
a central cavity encompassed by the enlargeable portions remains after
the portions are enlarged. Second material can then be placed in this
central cavity. Additional first material can then be placed in the space
previously occupied by the enlarged portions to provide structural
peripheral support. Thus, this specific example contemplates initially
central placement of a first material, such as bone growth material, and
then the enlargeable distractors can be sequentially or simultaneously
withdrawn from the disc space and a second material, such as a cement,
placed around the central core of first material and against the
enlargeable distractor portion, if any, remaining in the disc space to
provide structural support of the disc space.
[0060] As discussed above, enlargeable portion 34 of the distractor 30 can
be an inflatable device. In FIGS. 10-17, there are provided various
embodiments of inflatable devices that can be used to perform disc space
distraction. By providing inflatable devices of various shapes and sizes,
different vertebral endplate contact areas can be formed thereby
providing selection of the optimal inflatable device based on vertebral
endplate load resistance, required distraction force, and the structural
integrity of the pressurized inflated device. It should be understood,
however, that the contact surface areas provided below are estimated
based on a distraction height of 14 millimeters. The contact surface area
of each balloon will vary depending on the degree to which the balloon is
inflated. For distraction heights less than 14 millimeters, the contact
are will be greater than 0.2 square inches. For distraction heights
greater than 14 millimeters, the contact are will be less than 0.2 square
inches. It should be further understood that the contact area for each
balloon can be varied by changing the lateral and/or anterior-posterior
dimensions of the balloon while retaining the same balloon shape.
[0061] Referring now to FIGS. 10a-10c, there is shown a first embodiment
an inflatable device in the form of a balloon 100 having the shape of a
center cylinder with frusto-conically tapered ends extending therefrom.
Balloon 100 is in communication with an inflation lumen 102 and has upper
vertebral endplate contacting surface 104 and opposite lower vertebral
endplate contacting surface 106. As shown in FIG. 10b, surfaces 104, 106
have an oval shape with the rounded end portions of the oval positioned
laterally of a longitudinal axis extending through inflation lumen 102
and balloon 100. Surfaces 104, 106 contact endplates 11a, 11b of the
upper and lower vertebrae 10a, 10b, respectively, as shown in FIG. 10c.
Balloon 100 has a central cylindrical portion 108 which defines contact
surfaces 104, 106, and opposite frusto-conical portions 110, 112 distally
and proximally extending therefrom, respectively, and tapered at an angle
that avoids contact with the vertebral endplates. In one specific
embodiment, it is estimated that balloon 100 has a contact surface area
of about 0.2 square inches for each of the upper and lower contact
surfaces 104, 106 when balloon 100 is expanded to distract the disc space
to a height of 14 millimeters.
[0062] Referring now to FIGS. 11a-11c, there is shown another embodiment
of an inflatable device in the form of a balloon 120 having a shape of a
center cylinder with a pair of frusto-conically tapered ends extending
from each end thereof. Balloon 120 is in communication with inflation
lumen 122 and has upper vertebral endplate contacting surface 124 and
opposite lower vertebral endplate contacting surface 126. As shown in
FIG. 11b, surfaces 124, 126 have an oval shape with the rounded portions
oriented distally and proximally along a longitudinal axis extending
through inflation lumen 122 and balloon 120. Surfaces 124, 126 contact
endplates 11a, 11b of the upper and lower vertebrae 10a, 10b,
respectively, as shown in FIG. 11c. Balloon 120 has a central cylindrical
portion 128 which defines a portion of contact surfaces 124, 126. Balloon
120 further includes first frusto-conical portions 130, 132 extending
distally and proximally therefrom, respectively, which define the
remaining portions of contact surfaces 124, 126. Frusto-conical portions
130, 132 are only tapered slightly and generally match the curvature of
the vertebral endplates in order to provide additional contact area as
compared to balloon 100. In one specific embodiment, balloon 120 has a
contact surface area of about 0.3 square inches for each of the upper and
lower contact surfaces 124, 126. Distal frusto-conical portion 134 and
proximal frusto-conical portion 136 extend to the distal end of balloon
120 and to inflation lumen 122, respectively, and generally do not
contact the vertebral endplates unless the balloon is sufficiently
inflated to create such contact.
[0063] Referring to FIGS. 12a-12c, there is shown another embodiment an
inflatable device in the form of a balloon 140 having a vertically
oriented cylindrical shape. Balloon 140 is in communication with an
inflation lumen 142 and has upper vertebral endplate contacting surface
144 and opposite lower vertebral endplate contacting surface 146.
Surfaces 144, 146 contact endplates 11a, 11b of the upper and lower
vertebrae 10a, 10b, respectively, as shown in FIG. 12c. Balloon 140 has a
cylindrical body 148 which has circular upper and lower ends 150, 152
that define circular contact surfaces 144, 146 as shown in FIG. 12b. In
one specific embodiment, balloon 140 has a contact surface area of about
0.5 square inches for each of the upper and lower contact surfaces 144,
146.
[0064] Referring now to FIGS. 13a-13c, there is shown another embodiment
an inflatable device in the form of a balloon 160 having a horizontally
oriented cylindrical shape. Balloon 160 in communication with an
inflation lumen 162 and has a cylindrical body 168 with distal end 170
and opposite proximal end 172. Balloon 160 further includes upper
vertebral endplate contacting surface 164 and opposite lower vertebral
endplate contacting surface 166. As shown in FIG. 13b, contact surfaces
164, 166 have a substantially rectangular shape formed by the contact
between the cylindrical sidewalls of cylindrical body 168 and endplates
11a, 11b of the upper and lower vertebrae 10a, 10brespectively. In one
specific embodiment, balloon 160 has a contact surface area of about 0.24
square inches for each of the upper and lower contact surfaces 164, 166.
[0065] Referring to FIGS. 14a-14c, there is shown another embodiment an
inflatable device in the form of a balloon 180 having a horizontally
oriented cylindrical shape. Balloon 180 is in communication with
inflation lumen 182 and has a cylindrical body 188 with distal end 190
and opposite proximal end 192. Balloon 180 further includes upper
vertebral endplate contacting surface 184 and opposite lower vertebral
endplate contacting surface 186. As shown in FIG. 14b, contact surfaces
184, 186 have a rectangular shape formed by the contact between the
cylindrical sidewalls of cylindrical body 188 and endplates 11a, 11b of
the upper and lower vertebrae 10a, 10b, respectively. In one specific
embodiment, balloon 180 has a contact surface area of about 0.3 square
inches for each of the upper and lower contact surfaces 184, 186. Balloon
180 is similar in shape to balloon 160, but has a shorter length between
its distal and proximal ends to allow balloon 180 to extend further
laterally in the disc space than balloon 160 and thus increasing the
vertebral endplate contact area.
[0066] Referring to FIGS. 15a-15c, there is shown another embodiment an
inflatable device in the form of a balloon 200 having a spherical shape.
Balloon 200 is in communication with an inflation lumen 202 and has upper
vertebral endplate contacting surface 204 and opposite lower vertebral
endplate contacting surface 206. Surfaces 204, 206 are formed on
spherical body 208 and have a circular shape in contact with endplates
11a, 11b of the upper and lower vertebrae 10a, 10b, respectively.
Spherical body 208 has opposite distal and proximal ends 210, 212
respectively. In one specific embodiment, balloon 200 has a diameter of
22 millimeters which provides a contact surface area of about 0.35 square
inches for each of the upper and lower contact surfaces 204, 206.
[0067] In FIGS. 16a-16c there is shown another embodiment spherically
shaped balloon 220 having a spherical body 228 in communication with
inflation lumen 222. Spherical body 228 includes contact surfaces 224,
226 forming a circular contact surface with endplates 11a, 11b. In this
embodiment, balloon 220 has a diameter of 24 millimeters and the endplate
contact surface areas of surfaces 224, 226 are each 0.45 square inches.
[0068] Referring now to FIG. 17, there is shown an inflatable device
having a pear shaped balloon 240 in fluid communication with an inflation
shaft 242. Balloon 240 includes upper surface 244 and an opposite lower
surface 246. Upper surface 244 has first vertebral endplate contacting
node 244a, a second vertebral endplate contacting node 244b and a concave
portion 244c extending therebetween. Similarly, lower surface 246 has
first vertebral endplate contacting node 246a, a second vertebral
endplate contacting node 246b and a concave portion 246c extending
therebetween. Balloon 240 is shaped such that the contacting nodes are
positionable at the apophyseal ring and the concave surfaces span weaker
bony material at the central portion of the vertebral endplate. It is
further contemplated that such a shape could be provided to establish
lordosis by, for example, providing the anteriorly positioned node with a
height less than the posteriorly oriented node.
[0069] In addition to the above-described shapes, other shapes for the
enlargeable portion 34 of distractor 30 are also contemplated. For
example, the enlargeable portion can have a shape that corresponds to the
shape of the vertebral endplates, such as a kidney bean shape, or can
have a square or rectangular cuboid shape. It is also desirable that
first material 50 does not adhere to the enlargeable portion 34 while it
is curing. Thus, various coatings can be applied to the exterior surface
of enlargeable portion 34 such as, for example, Teflon spray or silicone
oil. Other coatings are also contemplated, so long as they prevent the
adhesion of first material 50 and enlargeable portion 34. For embodiments
in which enlargeable portion 34 is an inflatable device, the device
should also be made from a tough yet elastic material that can withstand
the inflation pressures applied thereto while also retaining the
capability to return to a reduced size configuration for insertion and
withdrawal from the disc space and through the access port.
[0070] The inflatable devices of the present invention can be designed to
accommodate the patient anatomy. One factor considered in such a design
is the force required to distract the disc space to the desired disc
space height. The ability of the vertebral endplates to resist contact
pressure has been found to decrease with patient age. For example, one
study found those persons in the range of 20-30 years have a vertebral
endplate resistance capability of 1500 pounds per square inch, those
persons in the range of 40-60 year olds have a vertebral endplate
resistance capability of 1050 pounds per square inch, and those persons
over 60 year olds have a vertebral endplate resistance capability of 594
pounds per square inch. In order to distract the disc space with an
inflatable device, sufficient pressure must be exerted to overcome the
tension from the muscles and ligaments that have become accustomed to the
collapsed condition of the disc space. However, the pressure on the
vertebral endplates must remain within acceptable limits.
[0071] Based on the contact area of the balloon, the load the balloon will
exert on the vertebral endplates to distract the disc space can be
determined. The pressure exerted on the vertebral endplates can also be
determined and the balloon sized so that the contact pressure does not
exceed the vertebral endplate resistance capability of the patient. The
following table presents the maximum allowable load for various balloon
contact areas based on the vertebral endplate resistance for the patient
ranges provided above:
1
Maximum Allowable Endplate Load
Contact Area
20-30 yr olds 40-60 yr olds 60+ yr olds
0.5 sq. in. 750
lbs 525 lbs 297 lbs
0.4 sq. in. 600 lbs 420 lbs 238 lbs
0.3
sq. in. 450 lbs 315 lbs 178 lbs
0.2 sq. in. 300 lbs 210 lbs 119
lbs
0.1 sq. in. 150 lbs 105 lbs 59 lbs
[0072] As shown in FIG. 18, a graphical representation is provided to
represent the relationship between the balloon pressure and the load
exerted by the balloon for various sizes of contact areas for the
balloons ranging between 0.1 square inches to 0.5 square inches. From
this information, a balloon contact area size and pressure can selected
that is within the maximum allowable load for a particular patient. For
example, if 100 pounds is required to distract the vertebrae to the
desired height, then a balloon having contact surface areas of 0.5 square
inches would apply a vertebral endplate load of about 100 pounds at an
inflation pressure of 200 psi. The distraction load of 100 pounds for the
0.5 square inch contact area is well below the maximum allowable endplate
load for each of the patient age ranges provided above.
[0073] While the invention has been illustrated and described in detail in
the drawings and foregoing description, the same is to be considered as
illustrative and not restrictive in character, it being understood that
only the preferred embodiment has been shown and described and that all
changes and modifications that come within the spirit of the invention
are desired to be protected.
* * * * *