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| United States Patent Application |
20060111780
|
| Kind Code
|
A1
|
|
Petersen; David Ari
|
May 25, 2006
|
Minimally invasive facet joint hemi-arthroplasty
Abstract
A minimally invasive facet joint hemi-arthroplasty method using a unique
metallic overlay, instrumentation and surgical protocol to resurface the
superior facet of the inferior vertebrae limited to the facet joints
located on the lumbar spine, Occiput-C1 through L5-S1. Using related new
instrumentation and a surgical protocol invented to prepare the joint, a
metallic overlay is mechanically crimped in place without the use of
cement or pedicle screws. Permanent fixation occurs when bone in-grows
onto a rough, porous surface on the inside of the implant. This
hemi-arthroplasty method resurfaces half of the facet joint to provide
for smooth, pain free joint articulation in deteriorated or diseased
spinal facet joints without the need for major surgery or rehabilitation
at considerably less risk to the patient. This procedure may also be used
to prophylactically resurface the joint to minimize or eliminate future
deterioration caused by the additional stress to facet joints from disc
replacements or instrumented vertebral fusion. Instrumentation includes a
newly invented planer, director probe with slap-hammer, vertebral
separator, osteotome, broach, crimper and facet joint prosthetic implant
for use in surgically resurfacing facet joints located from Occiput-C1
through L5-S1 using a minimally invasive outpatient facet joint
hemi-arthroplasty method developed specifically for that purpose.
| Inventors: |
Petersen; David Ari; (Indian Rocks Beach, FL)
|
| Correspondence Address:
|
Herbert W. Larson;Larson & Larson, P.A.
11199-69th Street North
Largo
FL
33773
US
|
| Assignee: |
Orthopedic Development Corporation
Clearwater
FL
|
| Serial No.:
|
992746 |
| Series Code:
|
10
|
| Filed:
|
November 22, 2004 |
| Current U.S. Class: |
623/17.11 |
| Class at Publication: |
623/017.11 |
| International Class: |
A61F 2/44 20060101 A61F002/44 |
Claims
1. A metallic overlay constructed of cobalt-chrome or any other
biocompatible metal or metallic alloy presenting a smooth, polished
surface on its outside allowing for virtually frictionless joint
articulation and rough or porous construction on its inside that is
amenable to natural bone in growth to provide a permanent fixation. Said
inlay is generally shaped to fit the natural contour of the facet joint
and sized to fit any or all of the forty-eight facet joints located
vertebral segments Occuput-C1 through L5-S1.
2. The Device of claim 1 has a porous inner surface made of the same
material as the device.
3. The Device of claim 1 has a porous inner surface made of a different
material as the device.
4. The Device of claim 1 wherein said component contains one or more fins
on its inner portion to provide lateral fixation.
5. The Device of claim 1 wherein said component contains one or more teeth
that may be crimped into the cortical bone to prevent migration of the
Device.
6. The Device if claim 1 wherein said component is constructed of a
non-metallic, non-degradable biocompatible material presenting the same
durability as its metallic version.
Description
CROSS REFERENCE TO RELATED APPLICATIONS
[0001] Not Applicable
STATEMENT REGARDING FEDERALLY SPONSORED RESEARCH OR DEVELOPMENT
[0002] Not Applicable
REFERENCE TO SEQUENCE LISTING, A TABLE, OR A COMPUTER PROGRAM LISTING
COMPACT DISK APPENDIX
[0003] Not Applicable
BACKGROUND OF THE INVENTION
[0004] The present invention relates generally to minimally invasive spine
surgery and, more particularly, a unique pre-made, pre-shaped metallic
implant implanted using an arthroscopic type portal or classic open
surgical method to achieve a spinal facet joint hemi-arthroplasty to
resurface any or all of the forty-eight superior facets of the inferior
Occiput-C1 through L5-S1 vertebrae The use of pre-shaped metallic overlay
for facet joint resurfacing of diseased, painful, deteriorated or
overstressed joints offers three distinct advantages over larger
prosthetic implants, which are presently used in facet arthroplasty
procedures: (1) using a thin metallic overlay allows for minimally
invasive insertion that is safer, less traumatic and requires far less
recovery time compared to a prosthetic; (2) the overlay does not require
the use of cements, pedicle screws or other fixation methods that can
work their way loose over time; and, (3) the implant has two fins to
provide lateral stability and two teeth to provide temporary fixation and
a rough or porous inner surface amenable to bone in growth providing
permanent natural fixation. The implant also has a polished outside that
allows for smooth, natural, pain free articulation of the joint.
[0005] The implant and method are specifically designed for use in an
arthroscopic type portal for stand-alone procedures and may also be used
in classic open surgery. This implant provides a unique, stronger and
superior resurfacing and may be used for, but not limited to: (1) an
adjunct to instrumented vertebral fusion when implanted in the two facet
joints immediately above and below the two joints adjoining the
instrumentation thereby eliminating the risk of collateral post-operative
facet joint pain resulting from additional stress placed on facet joints,
(2) when used to resurface adjoining facet joints directly above and
below a disk replacement by eliminating the risk of collateral
post-operative facet joint pain resulting from additional stress placed
on facet joints by the disk replacement, and, (3) as a stand-alone
treatment for diseased, painful or deteriorated facet joints.
BRIEF SUMMARY OF THE INVENTION
[0006] The invention accomplishes its goal of resurfacing a painful,
diseased or deteriorated spinal facet joints by providing a method,
resurfacing implant and instrumentation to replace the joint surface with
a small metal on bone overlay. The overlay, constructed of cobalt chrome
or such other biocompatible metal or metallic alloy appropriate for joint
hemi-arthroplasties, is one size for adults and one size for children,
similarly sized for different facet joints or groups of joints in the
spine and are attached to the joint using a straightforward process
without the need for screws or cements and with the aid of custom
designed instruments. The facet joint may be accessed using an
arthroscopic type portal eliminating the need for open surgery,
hospitalization and long recovery periods. The procedure may also be
performed as an adjunct other procedures such as instrumented fusion and
disc replacement in a traditional open surgery. Because the side that
attaches to bone is porous, the bone heals onto it, permanently fixing it
into place. A uniquely designed set of blades and teeth provides
temporary fixation to the joint and prevents migration. A unique crimping
system allows the implant to be fixed into place, holding it firmly until
bone in growth is complete. The side making contact with the joint is
highly polished providing a smooth, virtually frictionless surface that
undergoes virtually no wear and tear. The inside is rough or porous
providing an amenable surface for bone in growth.
[0007] According to one broad aspect of the invention, the system
comprises a surgical technique, uniquely designed instrumentation and a
unique metallic prosthetic overlay. The metallic overlay is generally
shaped to the natural contour of the bone it resurfaces and is highly
polished on the outside to provide frictionless articulation of the joint
and rough or porous on the inside to promote and provide a surface to
allow the natural bone to grow into the overlay, providing a permanent
fixation. In the interim between implantation and bone in-growth, the
overlay is mechanically crimped into place using two teeth opposed to
each other and one to two blades on the inside of the implant that bite
into the bone to prevent lateral migration. The overlay is further held
into place by the natural pressure of the inferior and superior sides of
the joint as they come together in their natural position.
[0008] The system includes any number of instruments allowing preparation
of the joint and the implant to be placed using a minimally invasive
surgical arthroscopic technique to access to the joint that include a
director probe to determine the correct facet joint angle, a separator to
assist with separation of the vertebrae to improve access to the joint,
an osteotome to make a small cut in the bone to prepare the surface for
the implant, a broach to prepare the bone to match the implant shape, an
impactor to impact the implant into place and a crimp to fix the implant
to prevent migration prior to healing and a unique implant. By way of
example only, the director may include a planer blade or rasp to remove
any bone spurs or overgrowth and to flatten the facet joint surface in
preparation for implant placement.
BRIEF DESCRIPTION OF SEVERAL VIEWS OF THE DRAWING
[0009] Many advantages of the present invention will be apparent to those
skilled in the art with a reading of this specification in conjunction
with the attached drawings, wherein like reference numerals are applied
to like elements and wherein:
[0010] FIG. 1 represents an inside view of the implant showing the teeth
and blades used for temporary fixation.
[0011] FIG. 2 represents a properly completed procedure and the resultant
facet resurfacing using the device.
DETAILED DESCRIPTION OF THE INVENTION
[0012] In the United States alone, about 10% of the entire population will
suffer from back pain sometime in the next 12 months. More people will
contract back pain in the next year than any other injury or disease
except the common cold and flu. About one third will not recover and have
to live with persistent, disabling symptoms. The number is cumulative
year after year.
[0013] One of the root causes of back pain, particularly persistent and
disabling back pain, are facet joints, small joints located behind
adjacent vertebrae in the spine that allow for spinal motion.
[0014] Present surgical solutions available for the millions of people
with facet joint dysfunctions are complex, invasive, high-risk operations
requiring pedicle screws for fixation and significant reduction or
elimination of natural joints and replacement with prosthetic apparatus
such as those described in U.S. Pat. Nos. 6,610,091, 6,579,319,
6,565,605, 6,132,464, 6,113,637 and U.S. Patent Application 2003/0028250.
In general, the present art requires prolonged recovery times, from 6 to
24 months, and offers uncertain outcomes. High risk equates to frequent
litigation, which forces non-surgical symptomatic treatment while the
disease or consequences of injury progressively worsen.
[0015] With the advent of new, safer and less invasive surgical techniques
and technology, the growth of spine surgery now outpaces every other
orthopedic surgery segment. Its growth is further fueled by an enormous
demand.
Facet Joint Hemi-Arthroplasty solves these problems in two ways:
[0016] 1. It can be a minimally invasive, low risk, fast (about 20
minutes per joint in an outpatient setting compared to about three hours
in a hospital followed by a three day stay), and has a recovery time
measured in a few weeks (compared to 6 to 24 months); and, [0017] 2. It
promises a high success rate, does not preclude other surgical options,
and is non-limiting and permanent.
[0018] The present invention is directed at overcoming, or at least
improving upon, the disadvantages of the prior art by achieving the
following: [0019] Reversal of the risk/benefit ratio of present
procedures versus the invention; [0020] A stand-alone minimally invasive
procedure versus major open surgery; [0021] It can also be employed as
an adjunct to major open surgery in concert with long fusion and with
disc replacement surgery to strengthen adjacent facet joints. [0022]
Outpatient versus inpatient surgery (about 20 minutes per joint versus
hours); [0023] Reduced morbidity; [0024] Reduced blood loss; [0025]
Reduced time under anesthesia; [0026] Reduced risk; [0027] Recovery
time dramatically reduced; [0028] Minimal scarring that decreases the
risk of failed back syndrome and improves revision surgery outcome;
[0029] Reduced risk of post operative infection by significantly reducing
operating room time and soft tissue destruction; [0030] Prolonging the
functional life of long segment fusions and disc replacement. [0031] No
preclusion of other surgical or non-invasive treatment options; and,
[0032] Projected high success rate by utilizing accepted procedures
facilitated through a new arthroscopic technique and resurfacing implant.
[0033] It is anticipated that the availability of this method,
instrumentation and implant will increase the number of surgeries
performed because they offer the first safe outpatient surgical solution
to a predominant cause of joint pain. The inventor also expects that
virtually all patients receiving this procedure will be able to walk the
same day as surgery and be fully functional within a few weeks. Present
surgical solutions require hospitalization of about three days and six to
twenty-four months' recovery.
[0034] Aside from the obvious positive clinical outcome, the significant
favorable financial impact on disability, worker's compensation and
health care insurers is considerable.
[0035] Spinal facet implant units are calculated per joint. Each patient
has two joints per spinal segment and six segments (T12 to L1 through
L5-S1) in the lumbar spine, or twelve lumbar, fourteen cervical and
twenty-eight thoracic joints. Each surgery is likely to involve multiple
joints, with a probable average of 4 per patient.
[0036] The invention accomplishes its goal of reducing, preventing or
eliminating spinal facet joint pain by providing a method, resurfacing
implant and instrumentation to replace the joint surface with a small
metal on bone overlay. The overlay, constructed of cobalt chrome, a
material previously approved by the FDA for other joint
hemi-arthroplasty, or such other metallic construction as may be safely
used, is one size for adults and one size for children, may be similarly
sized for different joints and is attached to the joint using a
straightforward process without the need for screws or cements with the
aid of custom designed instruments. The joint may be accessed using an
arthroscopic type portal eliminating the need for open surgery,
hospitalization and long recovery periods (unless the procedure is
performed as an adjunct other procedures such as instrumented fusion and
disc replacement in a traditional open surgery). Because the side that
attaches to bone is porous, the bone heals onto it, permanently fixing it
into place. A uniquely designed set of blades and teeth prepares the
joint and a unique crimping system allows the implant to be fixed into
place, holding it firmly until bone in growth is complete. The side
making contact with the joint is highly polished providing a smooth,
virtually frictionless surface that undergoes virtually no wear and tear.
The resurfacing implant is a securely fixed porous hemi-arthroplasty of
the facet joints of the spine.
[0037] According to one broad aspect of the invention, the system
comprises a surgical technique, uniquely designed instrumentation and a
unique metallic prosthetic overlay. The metallic overlay is generally
shaped to the natural contour of the bone it resurfaces and is highly
polished on the outside to provide frictionless articulation of the joint
and rough and porous on the inside to promote and provide a surface to
allow the natural bone to grow into the overlay, providing a permanent
fixation. In the interim between implantation and bone in-growth, the
overlay is mechanically crimped into place using two teeth opposed to
each other that bite into the bone and to prevent migration. The overlay
is further held into place by the natural pressure of the inferior and
superior sides of the joint as they come together in their natural
position.
[0038] The system includes any number of instruments allowing preparation
of the joint and the implant to be placed using a minimally invasive
surgical arthroscopic technique to access to the joint that include a
director probe to determine the correct facet joint angle, a separator to
assist with separation of the vertebrae to improve access to the joint,
an osteotome to make a small cut in the bone to prepare the surface for
the implant, a broach to prepare the bone to match the implant shape, an
impactor to impact the implant into place and a crimp to fix the implant
to prevent migration prior to healing and a unique implant. By way of
example only, the director may include a planer blade or rasp to remove
any bone spurs or overgrowth and to flatten the facet joint surface in
preparation for implant placement.
[0039] FIG. 1 illustrates the device, which is variably sized to
accommodate different spinal facet joints. Its outer surface (1) is
highly polished to create a virtually frictionless surface and designed
to face the superior facet. The device itself is implanted into the
inferior facet. The inner surface (2), facing the inferior facet, is
rough or porous providing an amenable surface for bone in growth. The
inner blades (3), which rest into the bone in pre-prepared slots, prevent
lateral movement. The teeth (4) are crimped into the joint to provide
additional fixation and to prevent migration.
[0040] FIG. 2 illustrates the device in situ with the polished side (5)
facing the superior facet (1) and the rough or porous side (6) facing the
inferior facet (2). The polished side (5) creates a direct metal to bone
contact, effecting a durable resurfacing. Crimped teeth (3) provide
additional fixation and prevent migration while blades (4) provide
lateral fixation. The natural pressure provided by the joint adds to the
stability of the implant allowing for unrestricted, natural motion (7).
* * * * *