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| United States Patent Application |
20070020451
|
| Kind Code
|
A1
|
|
Padiyath; Raghunath
;   et al.
|
January 25, 2007
|
Moisture barrier coatings
Abstract
A barrier assembly having a flexible or rigid substrate overcoated with an
all polymer multilayer stack. A multilayer on the substrate includes
alternating diamond-like glass or carbon layers with polymer layers.
Another multilayer includes alternating polymer layers using different
types of polymers. The barrier layers can be used to mount, cover,
encapsulate or form composite assemblies for protection of moisture or
oxygen sensitive articles
| Inventors: |
Padiyath; Raghunath; (Woodbury, MN)
; David; Moses M.; (Woodbury, MN)
|
| Correspondence Address:
|
3M INNOVATIVE PROPERTIES COMPANY
PO BOX 33427
ST. PAUL
MN
55133-3427
US
|
| Assignee: |
3M Innovative Properties Company
|
| Serial No.:
|
185078 |
| Series Code:
|
11
|
| Filed:
|
July 20, 2005 |
| Current U.S. Class: |
428/336; 427/402; 427/569; 428/408; 428/411.1; 428/426; 428/522 |
| Class at Publication: |
428/336; 428/522; 428/411.1; 428/408; 428/426; 427/402; 427/569 |
| International Class: |
B32B 17/06 20060101 B32B017/06; B32B 27/30 20060101 B32B027/30; B05D 1/36 20060101 B05D001/36; H05H 1/24 20060101 H05H001/24 |
Claims
1. A composite assembly for protection of a moisture or oxygen sensitive
article, comprising: a substrate; a first polymer layer overcoated on the
substrate; and a second polymer layer overcoated on the first polymer
layer, wherein the first polymer layer is composed of a first polymer and
the second polymer layer is composed of a second polymer different from
the first polymer, and wherein the second polymer comprises a plasma
polymer.
2. The assembly of claim 1, wherein the substrate comprises a rigid
material or a flexible material.
3. The assembly of claim 1, wherein the first polymer layer comprises a
plasma polymer.
4. The assembly of claim 1, wherein the first polymer layer comprises a UV
cured acrylate.
5. The assembly of claim 1, wherein the second polymer layer overcoated on
the first polymer layer comprises a dyad and wherein the assembly has a
plurality of the dyads overcoated on the substrate.
6. The assembly of claim 5, further comprising an additional layer between
at least two of the dyads.
7. A composite assembly for protection of a moisture or oxygen sensitive
article, comprising: a substrate; a polymer layer overcoated on the
substrate; and a diamond-like carbon layer overcoated on the polymer
layer.
8. The assembly of claim 7, wherein the substrate comprises a rigid
material or a flexible material.
9. The assembly of claim 7, wherein the diamond-like carbon layer
comprises a coating comprising approximately 50 to 90 atomic percent
carbon and approximately 10 to 50 atomic percent hydrogen, with a gram
atom density of between approximately 0.20 and approximately 0.28 gram
atoms per cubic centimeter, and composed of approximately 50 to
approximately 90% tetrahedral bonds.
10. The assembly of claim 7, wherein the polymer layer overcoated on the
diamond-like carbon layer comprises a dyad and wherein the assembly has a
plurality of the dyads overcoated on the substrate.
11. The assembly of claim 10, further comprising an additional layer
between at least two of the dyads.
12. A composite assembly for protection of a moisture or oxygen sensitive
article, comprising: a substrate; a polymer layer overcoated on the
substrate; and a diamond-like glass layer overcoated on the polymer
layer.
13. The assembly of claim 12, wherein the substrate comprises a rigid
material or a flexible material.
14. The assembly of claim 12, wherein the diamond-like glass layer
comprises an at least substantially amorphous glass including carbon and
silicon.
15. The assembly of claim 14, wherein the diamond-like glass layer further
comprises one or more components selected from the group including
hydrogen, nitrogen, oxygen, fluorine, sulfur, titanium, and copper.
16. The assembly of claim 12 wherein the diamond-like glass layer
comprises an oxygen depleted layer having an oxygen to silicon ratio of
less than approximately 1.5.
17. The assembly of claim 12, wherein the polymer layer overcoated on the
diamond-like glass layer comprises a dyad and wherein the assembly has a
plurality of the dyads overcoated on the substrate.
18. The assembly of claim 17, further comprising an additional layer
between at least two of the dyads.
19. The assembly of claim 12, wherein the diamond-like glass layer, when
approximately one micron thick, is at least 70% transmissive to radiation
at substantially all wavelengths from about 400 nm to about 800 nm.
20. A process for fabricating a composite assembly for protection of a
moisture or oxygen sensitive article, comprising: providing a substrate;
overcoating a first polymer layer on the substrate; and overcoating a
second polymer layer on the first polymer layer, wherein the first
polymer layer is composed of a first polymer and the second polymer layer
is composed of a second polymer different from the first polymer.
21. The process of claim 20, further comprising performing the step of
overcoating the second polymer layer in an environment having a pressure
of less than 10 mTorr and a substrate bias of greater than 500 V.
22. The process of claim 20, wherein the overcoating the second polymer
step includes overcoating a plasma polymer.
23. A process for fabricating a composite assembly for protection of a
moisture or oxygen sensitive article, comprising: providing a substrate;
overcoating a polymer layer on the substrate; and overcoating a
diamond-like carbon layer on the polymer layer.
24. The process of claim 23, further comprising performing the step of
overcoating the polymer layer in an environment having a pressure of less
than 10 mTorr and a substrate bias of greater than 500 V.
25. A process for fabricating a composite assembly for protection of a
moisture or oxygen sensitive article, comprising: providing a substrate;
overcoating a polymer layer on the substrate; and overcoating a
diamond-like glass layer on the polymer layer.
26. The process of claim 25, further comprising performing the step of
overcoating the polymer layer in an environment having a pressure of less
than 10 mTorr and a substrate bias of greater than 500 V.
27. The process of claim 25, wherein the step of overcoating the
diamond-like glass layer comprises overcoating an oxygen depleted layer
having an oxygen to silicon ratio of less than approximately 1.5.
Description
FIELD OF INVENTION
[0001] The present invention relates to barrier films for protection of
moisture or oxygen sensitive articles.
BACKGROUND
[0002] Organic light emitting devices (OLEDs) can suffer reduced output or
premature failure when exposed to water vapor or oxygen. Metals and
glasses have been used to encapsulate and prolong the life of OLED
devices, but metals typically lack transparency and glass lacks
flexibility. Intense efforts are underway to find alternative
encapsulation materials for OLEDs and other electronic devices. Examples
include various types of vacuum processes are described in the patent and
technical literature for the formation of barrier coatings. These methods
span the range of e-beam evaporation, thermal evaporation,
electron-cyclotron resonance plasma-enhanced chemical vapor deposition
(PECVD), magnetically enhanced PECVD, reactive sputtering, and others.
Barrier performance of the coatings deposited by these methods typically
results in a moisture vapor transmission rate (MVTR) in the range from
0.1-5 g/m.sup.2 day, depending on the specific processes. Graff
(WO0036665) demonstrates the importance of separating multiple inorganic
oxide coatings with vapor deposited highly cross-linked polymer layers to
achieve barrier performance necessary for OLED device substrates.
[0003] It is commonly accepted that multiple inorganic layers separated by
polymer coatings are needed to achieve superior barrier performance. U.S.
Pat. No. 5,320,875 teaches the importance of a plasma polymerized
siloxane monomer and an adhesion promoter in addition to generating the
plasma in an "oxygen excessive" mode and depositing the coatings in the
"plasma reaction zone" to obtain improved barrier performance. The best
barrier coatings made by this process still have an MVTR of 0.23
g/m.sup.2 day. Da Silva Sobrinho et al. (Surface and Coatings Technology,
116-119, p 1204, 1999) report a microwave and radio frequency combined
process for depositing barrier coatings. In U.S. Pat. No. 6,146,225,
Sheats et al. claim that a high density plasma with low bias voltage
results in superior quality barrier coatings.
[0004] References relating to flexible barrier films include U.S. Pat. No.
5,440,446 (Shaw et. al.), U.S. Pat. No. 5,530,581 (Cogan), U.S. Pat. No.
5,681,666 (Treger et al.), U.S. Pat. No. 5,686,360 (Harvey, III et al.),
U.S. Pat. No. 5,736,207 (Walther et al.), U.S. Pat. No. 6,004,660
(Topolski et al.), U.S. Pat. No. 6,083,628 (Yializis), U.S. Pat. No.
6,146,225 (Sheats et al.), U.S. Pat. No. 6,214,422 (Yializis), U.S. Pat.
No. 6,268,695 (Affinito), U.S. Pat. No. 6,358,570 (Affinito), U.S. Pat.
No. 6,413,645 (Graffet al.), U.S. Pat. No. 6,492,026 (Graff et al.), U.S.
Pat. No. 6,497,598 (Affinito), U.S. Pat. No. 6,497,598 (Affinito), U.S.
Pat. No. 6,623,861 Martin et al.), U.S. Pat. No. 6,570,325 (Graffet al.),
U.S. Pat. No. 5,757,126, U.S. Patent Application No. 2002/0125822 A1
(Graffet al.), and PCT Published Application No. WO 97/16053 (Robert
Bosch GmbH).
SUMMARY OF INVENTION
[0005] A first composite assembly for protection of a moisture or oxygen
sensitive article includes a substrate, a first polymer layer overcoated
on the substrate, and a second polymer layer overcoated on the first
polymer layer. In this assembly, the first polymer layer is composed of a
first polymer and the second polymer layer is composed of a second
polymer different from the first polymer, and the second polymer
comprises a plasma polymer.
[0006] A second composite assembly for protection of a moisture or oxygen
sensitive article includes a substrate, a polymer layer overcoated on the
substrate, and a diamond-like carbon layer overcoated on the polymer
layer.
[0007] A third composite assembly for protection of a moisture or oxygen
sensitive article includes a substrate, a polymer layer overcoated on the
substrate, and a diamond-like glass layer overcoated on the polymer glass
layer.
[0008] Processes include any method of fabricating these assemblies.
[0009] The words of orientation such as "atop", "on", "uppermost" and the
like for the location of various layers in the barrier assemblies or
devices refer to the relative position of one or more layers with respect
to a horizontal support layer. We do not intend that the barrier
assemblies or devices should have any particular orientation in space
during or after their manufacture.
[0010] The term "overcoated" to describe the position of a layer with
respect to a substrate or other element of a barrier assembly, refers to
the layer as being atop the substrate or other element, but not
necessarily contiguous to either the substrate or the other element.
[0011] The term "polymer" refers to homopolymers and copolymers, as well
as homopolymers or copolymers that may be formed in a miscible blend,
e.g., by coextrusion or by reaction, including, e.g.,
transesterification. The term "polymer" also includes plasma deposited
polymers. The term "copolymer" includes both random and block copolymers.
The term "curable polymer" includes both crosslinked and uncrosslinked
polymers. The term "crosslinked" polymer refers to a polymer whose
polymer chains are joined together by covalent chemical bonds, usually
via crosslinking molecules or groups, to form a network polymer. A
crosslinked polymer is generally characterized by insolubility, but may
be swellable in the presence of an appropriate solvent.
[0012] The term a "visible light-transmissive" support, layer, assembly or
device means that the support, layer, assembly or device has an average
transmission over the visible portion of the spectrum, T.sub.vis, of at
least about 20%, measured along the normal axis.
[0013] The term "diamond-like glass" (DLG) refers to substantially or
completely amorphous glass including carbon and silicon, and optionally
including one or more additional components selected from the group
including hydrogen, nitrogen, oxygen, fluorine, sulfur, titanium, and
copper. Other elements may be present in certain embodiments. The
amorphous diamond-like glass films may contain clustering of atoms to
give it a short-range order but are essentially void of medium and long
range ordering that lead to micro or macro crystallinity which can
adversely scatter radiation having wavelengths of from 180 nanometers
(nm) to 800 nm.
[0014] The term "diamond-like carbon" (DLC) refers to an amorphous film or
coating comprising approximately 50 to 90 atomic percent carbon and
approximately 10 to 50 atomic percent hydrogen, with a gram atom density
of between approximately 0.20 and approximately 0.28 gram atoms per cubic
centimeter, and composed of approximately 50% to approximately 90%
tetrahedral bonds.
BRIEF DESCRIPTION OF THE DRAWINGS
[0015] The invention may be more completely understood in the following
detailed description of various embodiments of the invention in
connection with the accompanying drawings, in which:
[0016] FIG. 1 is a schematic view of a disclosed barrier assembly;
[0017] FIG. 2 is a schematic view of a disclosed barrier assembly having
multiple layers made from alternating DLG or DLC layers and polymer
layers;
[0018] FIG. 3 is a schematic view of a disclosed laminated barrier
assembly having multiple layers made from polymers;
[0019] FIG. 4 is a schematic view of an apparatus for carrying out a
disclosed process for making barrier assemblies; and
[0020] FIG. 5 is a schematic cross-sectional view of an exemplary OLED
device that can incorporate the barrier assembly.
DETAILED DESCRIPTION
[0021] Embodiments consistent with the present invention include an
enhanced PECVD process that leads to coatings having superior moisture
vapor barrier performance. In one particular embodiment, excellent
barrier performance is achieved from a SiOCH film formed on a web in
intimate contact with a drum electrode utilizing radio frequency (RF)
plasma conditions that lead to an oxygen depleted silicon oxide coating
under significant energetic ion bombardment. The MVTRs of barrier
coatings deposited using this process were less than 0.005 g/m.sup.2 day
measured using ASTM F-1219 at 50.degree. C. According to certain
embodiments, barrier coatings at least 100 nm thick deposited under high
self-bias and low pressures (approximately 5-10 mTorr) result in superior
moisture vapor transmission rates. The coatings are deposited on a drum
electrode powered using an RF source operating at least 1000 W of forward
power. The vacuum chamber is configured such that these operating
conditions result in a very high (>500 V) negative potential on the
drum electrode. As a result of ion bombardment from having high substrate
bias, the coating formed has very low free volume. The drum is typically
water cooled. A silicon source such as tetra methyl silane (TMS) and
oxygen is introduced in quantities such that the resulting coatings are
oxygen depleted in certain embodiments. Even though the coatings are
deficient in oxygen, the coatings have high optical transmission.
Nitrogen may be introduced in addition to oxygen to obtain a SiOCNH
coating. The SiOCNH coatings also have superior barrier properties.
[0022] Therefore, the process conditions that result in better barrier
coatings are as follows: (1) barrier coatings are made by an RF PECVD
process on a moving drum electrode under high self-bias; (2) the CVD
process is operated at a very low pressure of less than 50 mTorr,
preferably less than 25 mTorr, most preferably less than 10 mTorr to
avoid gas phase nucleation and particle formation, and to prevent
collisional quenching of ion energy at higher pressures; and (3) the
coatings are significantly "oxygen depleted," meaning that for every Si
atom there are less than 1.5 oxygen atoms present in the coating (O/Si
atomic ratio <1.5).
[0023] The barrier coatings may be used for various types of packaging
applications. For example, electronics, medical, pharmaceutical and
foodstuffs packaging all have varying requirements for protection from
moisture and oxygen. For pharmaceuticals, the barrier coatings may be
used, for example, to protect drugs from oxygen and moisture, helping to
maintain their purity and increase their shelf life by avoiding the
adverse effects of contaminants. For foodstuffs, the barrier coatings may
be used, for example, to protect food products from oxygen and moisture,
helping to preserve their flavor and increase their shelf life. Another
application involves using the coatings to encapsulate phosphor particles
including electroluminescent phosphor particles such as zinc sulfide,
organic electroluminescent thin films, p
hotovoltaic devices, and other
such devices. Substrates having the barrier coatings may be used in the
fabrication of flexible electronic devices such as OLEDs, organic
transistors, liquid crystal displays (LCD), and other devices. The
coatings can also be used to encapsulate the OLED devices directly, and
the barrier film could be used as a cover for encapsulating glass or
plastic substrate devices. Due to the superior barrier performance of the
coatings produced using the described PECVD conditions, such devices
could be produced at a lower cost with better performance.
Exemplary Barrier Assembly Structures
[0024] FIG. 1 is a schematic view of a disclosed barrier assembly having a
coating 100 to reduce or prevent substantial transfer of moisture and
oxygen, or other contaminants, to an underlying substrate 102. The
assembly can represent any type of article requiring or benefiting from
protection from moisture or oxygen, such as the examples provided above.
For certain types of electronic or display devices, for example, oxygen
and moisture can severely degrade their performance or lifetime, and thus
the coating 100 can provide significant advantages in device performance.
[0025] FIG. 2 is a schematic view of a disclosed laminated barrier
assembly 110 having multiple layers made from alternating DLG or DLC
layers 116, 120 and polymer layers 114, 118 protecting an underlying
substrate 112. FIG. 3 is a schematic view of a disclosed laminated
barrier assembly 130 having multiple layers made from alternating
different types of polymer layers, for example alternating polymer layers
136, 140 and polymer layers 134, 138 protecting an underlying substrate
132. In this example, layers 136 and 140 are composed of a first type of
polymer, and layers 134 and 138 are composed of a second type of polymer
different from the first type of polymer. Any highly crosslinked polymers
may be used for the layers, examples of which are provided below.
Assembly 130, in one embodiment, is thus an all polymer multilayer
construction of a barrier assembly, although it can also include other
types of layers. Each group of different polymers (e.g., 134 and 136), or
combinations of polymers including DLG or DLC (e.g., 114 and 116), are
referred to as a dyad, and the assembly can include any number of dyads.
It can also include various types of optional layers between the dyads,
examples of which are provided below.
[0026] Assemblies 110 and 130 can include any number of alternating or
other layers. Adding more layers may improve the lifetime of the
assemblies by increasing their imperviousness to oxygen, moisture, or
other contaminants. Use of more or multiple layers may also help cover or
encapsulate defects within the layers. The number of layers can be
optimized, or otherwise selected, based upon particular implementations
or other factors.
Substrate
[0027] Substrates having moisture barrier coatings can include any type of
substrate material for use in making a display or electronic device. The
substrate can be rigid, for example by using glass or other materials.
The substrate can also be curved or flexible, for example by using
plastics or other materials. The substrate can be of any desired shape.
Particularly preferred supports are flexible plastic materials including
thermoplastic films such as polyesters (e.g., PET), polyacrylates (e.g.,
polymethyl methacrylate), polycarbonates, polypropylenes, high or low
density polyethylenes, polyethylene naphthalates, polysulfones, polyether
sulfones, polyurethanes, polyamides, polyvinyl butyral, polyvinyl
chloride, polyvinylidene difluoride and polyethylene sulfide, and
thermoset films such as cellulose derivatives, polyimide, polyimide
benzoxazole, and poly benzoxazole.
[0028] Other suitable materials for the substrate include
chlorotrifluoroethylene-vinylidene fluoride copolymer (CTFE/VDF),
ethylene-chlorotrifluoroethylene copolymer (ECTFE),
ethylene-tetrafluoroethylene copolymer (ETFE), fluorinated
ethylene-propylene copolymer (FEP), polychlorotrifluoroethylene (PCTFE),
perfluoroalkyl-tetrafluoroethylene copolymer (PFA),
polytetrafluoroethyloene (PTFE), polyvinylidene fluoride (PVDF),
polyvinyl fluoride (PVF), tetrafluoroethylene-hexafluoropropylene
copolymer (TFE/HFP), tetrafluoroethylene-hexafluoropropylene-vinylidene
fluoride terpolymer (THV), polychlorotrifluoroethylene (PCTFE),
hexafluoropropylene-vinylidene fluoride copolymer (HFP/VDF),
tetrafluoroethylene-propylene copolymer (TFE/P), and
tetrafluoroethylene-perfluoromethylether copolymer (TFE/PFMe).
[0029] Alternative substrates include materials having a high glass
transition temperature (Tg) barrier, preferably being heat-stabilized,
using heat setting, annealing under tension, or other techniques that
will discourage shrinkage up to at least the heat stabilization
temperature when the support is not constrained. If the support has not
been heat stabilized, then it preferably has a Tg greater than that of
polymethyl methacrylate (PMMA, Tg=105.degree. C.). More preferably the
support has a Tg of at least about 110.degree. C., yet more preferably at
least about 120.degree. C., and most preferably at least about
128.degree. C. In addition to heat-stabilized polyethylene terephthalate
(HSPET), other preferred supports include other heat-stabilized high Tg
polyesters, PMMA, styrene/acrylonitrile (SAN, Tg=110.degree. C.),
styrene/maleic anhydride (SMA, Tg=115.degree. C.), polyethylene
naphthalate (PEN, Tg=about 120.degree. C.), polyoxymethylene (POM,
Tg=about 125.degree. C.), polyvinylnaphthalene (PVN, Tg=about 135.degree.
C.), polyetheretherketone (PEEK, Tg=about 145.degree. C.),
polyaryletherketone (PAEK, Tg=145.degree. C.), high Tg fluoropolymers
(e.g., DYNEON.TM. HTE terpolymer of hexafluoropropylene,
tetrafluoroethylene, and ethylene, Tg=about 149.degree. C.),
polycarbonate (PC, Tg=about 150.degree. C.), poly alpha-methyl styrene
(Tg=about 175.degree. C.), polyarylate (PAR, Tg=190.degree. C.),
polysulfone (PSul, Tg=about 195.degree. C.), polyphenylene oxide (PPO,
Tg=about 200.degree. C.), polyetherimide (PEI, Tg=about 218.degree. C.),
polyarylsulfone (PAS, Tg=220.degree. C.), poly ether sulfone (PES,
Tg=about 225.degree. C.), polyamideimide (PAI, Tg=about 275.degree. C.),
polyimide (Tg=about 300.degree. C.) and polyphthalamide (heat deflection
temp of 120.degree. C.). For applications where material costs are
important, supports made of HSPET and PEN are especially preferred. For
applications where barrier performance is paramount, supports made of
more expensive materials may be employed. Preferably the substrate has a
thickness of about 0.01 millimeters (mm) to about 1 mm, more preferably
about 0.05 mm to about 0.25 mm.
DLG Layer
[0030] Diamond-like glass is an amorphous carbon system including a
substantial quantity of silicon and oxygen that exhibits diamond-like
properties. In these films, on a hydrogen-free basis, there is at least
30% carbon, a substantial amount of silicon (typically at least 25%) and
no more than 45% oxygen. The unique combination of a fairly high amount
of silicon with a significant amount of oxygen and a substantial amount
of carbon makes these films highly transparent and flexible (unlike
glass).
[0031] Diamond-like glass thin films may have a variety of light
transmissive properties. Depending upon the composition, the thin films
may have increased transmissive properties at various frequencies.
However, in specific implementations the thin film (when approximately
one micron thick) is at least 70% transmissive to radiation at
substantially all wavelengths from about 250 nm to about 800 nm and more
preferably from about 400 nm to about 800 nm. The extinction coefficient
of DLG film is as follows: 70% transmission for a one micron thick film
corresponds to an extinction coefficient (k) of less than 0.02 in the
visible wavelength range between 400 nm and 800 nm.
[0032] Diamond thin films, having significantly different properties from
the amorphous diamond-like glass film of the present invention due to the
arrangement and intermolecular bonds of carbon atoms in the specific
material, have previously been deposited on substrates. The type and
amount of intermolecular bonds are determined by infrared (IR) and
nuclear magnetic resonance (NMR) spectra. Carbon deposits contain
substantially two types of carbon-carbon bonds: trigonal graphite bonds
(sp.sup.2) and tetrahedral diamond bonds (sp.sup.3). Diamond is composed
of virtually all tetrahedral bonds, while diamond-like films are composed
of approximately 50% to 90% tetrahedral bonds, and graphite is composed
of virtually all trigonal bonds.
[0033] The crystallinity and the nature of the bonding of the carbon
system determine the physical and chemical properties of the deposit.
Diamond is crystalline whereas the diamond-like glass is a
non-crystalline amorphous material, as determined by x-ray diffraction.
Diamond is essentially pure carbon, whereas diamond-like glass contains a
substantial amount of non-carbon components, including silicon.
[0034] Diamond has the highest packing density, or gram atom density (GAD)
of any material at ambient pressure. Its GAD is 0.28 gram atoms/cc.
Amorphous diamond-like films have a GAD ranging from about 0.20 to 0.28
gram atoms/cc. In contrast, graphite has a GAD of 0.18 gram atoms/cc. The
high packing density of diamond-like glass affords excellent resistance
to diffusion of liquid or gaseous materials. Gram atom density is
calculated from measurements of the weight and thickness of a material.
The term "gram atom" refers to the atomic weight of a material expressed
in grams.
[0035] Amorphous diamond-like glass is diamond-like because, in addition
to the foregoing physical properties that are similar to diamond, it has
many of the desirable performance properties of diamond such as extreme
hardness (typically 1000 to 2000 kg/mm.sup.2), high electrical
resistivity (often 10.sup.9 to 10.sup.13 ohm-cm), a low coefficient of
friction (for example, 0.1), and optical transparency over a wide range
of wavelengths (a typical extinction coefficient of about between 0.01
and 0.02 in the 400 nm to 800 nm range).
[0036] Diamond films also have some properties which, in many
applications, make them less beneficial than amorphous diamond-like glass
films. Diamond films usually have grain structures, as determined by
electron microscopy. The grain boundaries are a path for chemical attack
and degradation of the substrates, and also cause scattering of actinic
radiation. Amorphous diamond-like glass does not have a grain structure,
as determined by electron microscopy, and is thus well suited to
applications wherein actinic radiation will pass through the film. The
polycrystalline structure of diamond films causes light scattering from
the grain boundaries.
[0037] In creating a diamond-like glass film, various additional
components can be incorporated into the basic carbon or carbon and
hydrogen composition. These additional components can be used to alter
and enhance the properties that the diamond-like glass film imparts to
the substrate. For example, it may be desirable to further enhance the
barrier and surface properties.
[0038] The additional components may include one or more of hydrogen (if
not already incorporated), nitrogen, fluorine, sulfur, titanium, or
copper. Other additional components may also be of benefit. The addition
of hydrogen promotes the formation of tetrahedral bonds. The addition of
fluorine is particularly useful in enhancing barrier and surface
properties of the diamond-like glass film, including the ability to be
dispersed in an incompatible matrix. The addition of nitrogen may be used
to enhance resistance to oxidation and to increase electrical
conductivity. The addition of sulfur can enhance adhesion. The addition
of titanium tends to enhance adhesion as well as diffusion and barrier
properties.
[0039] These diamond-like materials may be considered as a form of plasma
polymers, which can be deposited on the assembly using, for example, a
vapor source. The term "plasma polymer" is applied to a class of
materials synthesized from a plasma by using precursor monomers in the
gas phase at low temperatures. Precursor molecules are broken down by
energetic electrons present in the plasma to form free radical species.
These free radical species react at the substrate surface and lead to
polymeric thin film growth. Due to the non-specificity of the reaction
processes in both the gas phase and the substrate, the resulting polymer
films are highly cross-linked and amorphous in nature. This class of
materials has been researched and summarized in publications such as the
following: H. Yasuda, "Plasma Polymerization," Academic Press Inc., New
York (1985); R.d'Agostino (Ed), "Plasma Deposition, Treatment & Etching
of Polymers," Academic Press, New York (1990); and H. Biederman and Y.
Osada, "Plasma Polymerization Processes," Elsever, New York (1992).
[0040] Typically, these polymers have an organic nature to them due to the
presence of hydrocarbon and carbonaceous functional groups such as
CH.sub.3, CH.sub.2, CH, Si--C, Si--CH.sub.3, Al--C, Si--O--CH.sub.3, etc.
The presence of these functional groups may be ascertained by analytical
techniques such as IR, nuclear magnetic resonance (NMR) and secondary ion
mass (SIMS) spectroscopies. The carbon content in the film may be
quantified by electron spectroscopy for chemical analysis (ESCA).
[0041] Not all plasma deposition processes lead to plasma polymers.
Inorganic thin films are frequently deposited by PECVD at elevated
substrate temperatures to produce thin inorganic films such as amorphous
silicon, silicon oxide, silicon nitride, aluminum nitride, etc. Lower
temperature processes may be used with inorganic precursors such as
silane (SiH.sub.4) and ammonia (NH.sub.3). In some cases, the organic
component present in the precursors is removed in the plasma by feeding
the precursor mixture with an excess flow of oxygen. Silicon rich films
are produced frequently from tetramethyldisiloxane (TMDSO)-oxygen
mixtures where the oxygen flow rate is ten times that of the TMDSO flow.
Films produced in these cases have an oxygen to silicon ratio of about 2,
which is near that of silicon dioxide.
[0042] The plasma polymer layer of this invention is differentiated from
other inorganic plasma deposited thin films by the oxygen to silicon
ratio in the films and by the amount of carbon present in the films. When
a surface analytic technique such as ESCA is used for the analysis, the
elemental atomic composition of the film may be obtained on a
hydrogen-free basis. Plasma polymer films of the present invention are
substantially sub-stoichiometric in their inorganic component and
substantially carbon-rich, depicting their organic nature. In films
containing silicon for example, the oxygen to silicon ratio is preferably
below 1.8 (silicon dioxide has a ratio of 2.0), and most preferably below
1.5 as in the case of DLG, and the carbon content is at least about 10%.
Preferably, the carbon content is at least about 20% and most preferably
at least about 25%. Furthermore, the organic siloxane structure of the
films may be detected by IR spectra of the film with the presence of
Si--CH.sub.3 groups at 1250 cm.sup.-1 and 800 cm.sup.-1, and by secondary
ion mass spectroscopy (SIMS).
[0043] One advantage of DLG coatings or films is their resistance to
cracking in comparison to other films. DLG coatings are inherently
resistant to cracking either under applied stress or inherent stresses
arising from manufacture of the film. This property was determined by
cutting 75 mm.times.10 mm strips of sample #2 prepared according to the
process conditions in Table 2 of Example 1 below (175 nm thick DLG
coating) and sample #1 prepared according to the conditions described in
Table 3 of Example 1 below (60 nm thick sputtered SiOx film). The strips
were attached to the jaws of a home-made vise. The extent of travel of
the jaws was determined by a digital micrometer attached to the vise. The
sample strips were stretched by opening the jaws by 1.5 mm thus producing
a 2% elongation in the coated samples. The stretched samples were placed
under a microscope and number of cracks in the coating were counted. The
results are provided in Table 1. It can be seen that the number of cracks
is substantially lower for the DLG film even though its thickness is
almost three times that of the sputtered SiOx film, contrary to the
generally expected result that a thicker film would result in a greater
tendency to crack.
TABLE-US-00001
TABLE 1
Number of
cracks/mm after 2%
Thickness stretch
DLG film 175 nm 52
Sputtered film 60 nm 84
DLC Layer
[0044] Diamond and DLC differ significantly due to the arrangement of
carbon atoms in the specific material. Carbon coatings contain
substantially two types of carbon-carbon bonds: trigonal graphite bonds
(sp.sup.2) and tetrahedral diamond bonds (sp.sup.3). Diamond is composed
of virtually all tetrahedral bonds, DLC is composed of approximately 50%
to 90% tetrahedral bonds, and graphite is composed of virtually all
trigonal bonds. The type and amount of bonds are determined from IR and
nuclear magnetic resonance (NMR) spectra.
[0045] The crystallinity and the nature of the bonding of the carbon
determine the physical and chemical properties of the coating. Diamond is
crystalline whereas DLC is a non-crystalline amorphous material, as
determined by x-ray diffraction. DLC contains a substantial amount of
hydrogen (from 10 to 50 atomic percent), unlike diamond which is
essentially pure carbon. Atomic percentages are determined by combustion
analysis.
[0046] Diamond has the highest packing, or gram atom, density (GAD) of any
material at ambient pressure. Its GAD is 0.28 gram atoms/cc. Diamond-like
carbon has a GAD ranging from about 0.20 to 0.28 gram atoms/cc. In
contrast, graphite has a GAD of 0.18 gram atoms/cc. The high packing
density of DLC affords it excellent resistance to diffusion of liquid or
gaseous materials.
[0047] DLC coatings are diamond-like because, in addition to the foregoing
physical properties that are similar to diamond, they have many of the
desirable properties of diamond such as extreme hardness (1000 to 2000
kg/mm.sup.2), high electrical resistivity (10.sup.9 to 10.sup.13 ohm-cm),
a low coefficient of friction (0.1), and optical transparency over a wide
range of wavelengths (extinction coefficient of less than 0.1 in the 400
to 800 nanometer range).
[0048] However, diamond coatings have some properties which, in some
applications, make them less beneficial as a coating than DLC. Diamond
coatings are comprised of a grain structures, as determined by electron
microscopy. The grain boundaries are a path for chemical attack and
degradation of underlying sensitive materials, via transmission of water
or oxygen. The amorphous DLC coatings do not have a grain structure, as
determined by electron microscopy.
[0049] Diamond and DLC also have different light absorption
characteristics. For example, diamond has no intrinsic fundamental
absorption in the blue light range because its optical band gap is 5.56
eV and it is transmissive well into the ultraviolet region. DLC, on the
other hand, contains small amounts of unsaturated bonds due to
carbon-carbon double bonding, which causes an optical absorption band in
the blue region of the electromagnetic spectrum.
[0050] Various additives to the DLC coating can be used. These additives
may comprise one or more of nitrogen, oxygen, fluorine, or silicon. The
addition of fluorine is particularly useful in enhancing barrier and
surface properties, including dispersibility, of the DLC coating. Sources
of fluorine include compounds such as carbon tetrafluoride (CF.sub.4),
sulfur hexafluoride (SF.sub.6), C.sub.2 F.sub.6, C.sub.3 F.sub.8, and
C.sub.4 F.sub.10. The addition of silicon and oxygen to the DLC coating
tend to improve the optical transparency and thermal stability of the
coating. The addition of nitrogen may be used to enhance resistance to
oxidation and to increase electrical conductivity. Sources of oxygen
include oxygen gas (O.sub.2), water vapor, ethanol, and hydrogen
peroxide. Sources of silicon preferably include silanes such as
SiH.sub.4, Si.sub.2 H.sub.6, and hexamethyldisiloxane. Sources of
nitrogen include nitrogen gas (N.sub.2), ammonia (NH.sub.3), and
hydrazine (N.sub.2 H.sub.6).
[0051] The additives may be incorporated into the diamond-like matrix or
attached to the surface atomic layer. If the additives are incorporated
into the diamond-like matrix they may cause perturbations in the density
and/or structure, but the resulting material is essentially a densely
packed network with diamond-like carbon characteristics (chemical
inertness, hardness, barrier properties, etc.). If the additive
concentration is large, greater than 50 atomic percent relative to the
carbon concentration, the density will be affected and the beneficial
properties of the diamond-like carbon network will be lost. If the
additives are attached to the surface atomic layers they will alter only
the surface structure and properties. The bulk properties of the
diamond-like carbon network will be preserved.
[0052] Polymer Layers The polymer layers used in the multilayer stack of
the barrier assemblies are preferably crosslinkable. The crosslinked
polymeric layer lies atop the substrate or other layers, and it can be
formed from a variety of materials. Preferably the polymeric layer is
crosslinked in situ atop the underlying layer. If desired, the polymeric
layer can be applied using conventional coating methods such as roll
coating (e.g., gravure roll coating) or spray coating (e.g.,
electrostatic spray coating), then crosslinked using, for example,
ultraviolet (UV) radiation. Most preferably the polymeric layer is formed
by flash evaporation, vapor deposition and crosslinking of a monomer as
described above. Volatilizable (meth)acrylate monomers are preferred for
use in such a process, with volatilizable acrylate monomers being
especially preferred. Preferred (meth)acrylates have a molecular weight
in the range of about 150 to about 600, more preferably about 200 to
about 400. Other preferred (meth)acrylates have a value of the ratio of
the molecular weight to the number of acrylate functional groups per
molecule in the range of about 150 to about 600 g/mole/(meth)acrylate
group, more preferably about 200 to about 400 g/mole/(meth)acrylate
group. Fluorinated (meth)acrylates can be used at higher molecular weight
ranges or ratios, e.g., about 400 to about 3000 molecular weight or about
400 to about 3000 g/mole/(meth)acrylate group. Coating efficiency can be
improved by cooling the support. Particularly preferred monomers include
multifunctional (meth)acrylates, used alone or in combination with other
multifunctional or mono functional (meth)acrylates, such as hexanediol
diacrylate, ethoxyethyl acrylate, phenoxyethyl acrylate,
cyanoethyl(mono)acrylate, isobornyl acrylate, isobornyl methacrylate,
octadecyl acrylate, isodecyl acrylate, lauryl acrylate, beta-carboxyethyl
acrylate, tetrahydrofurfuryl acrylate, dinitrile acrylate,
pentafluorophenyl acrylate, nitrophenyl acrylate, 2-phenoxyethyl
acrylate, 2-phenoxyethyl methacrylate,
2,2,2-trifluoromethyl(meth)acrylate, diethylene glycol diacrylate,
triethylene glycol diacrylate, triethylene glycol dimethacrylate,
tripropylene glycol diacrylate, tetraethylene glycol diacrylate,
neopentyl glycol diacrylate, propoxylated neopentyl glycol diacrylate,
polyethylene glycol diacrylate, tetraethylene glycol diacrylate,
bisphenol A epoxy diacrylate, 1,6-hexanediol dimethacrylate, trimethylol
propane triacrylate, ethoxylated trimethylol propane triacrylate,
propylated trimethylol propane triacrylate,
tris(2-hydroxyethyl)isocyanurate triacrylate, pentaerythritol
triacrylate, phenylthioethyl acrylate, naphthloxyethyl acrylate, IRR-214
cyclic diacrylate from UCB Chemicals, epoxy acrylate RDX80095 from
Rad-Cure Corporation, and mixtures thereof. A variety of other curable
materials can be included in the crosslinked polymeric layer, e.g., vinyl
ethers, vinyl naphthylene, acrylonitrile, and mixtures thereof.
[0053] The physical thickness of the crosslinked polymeric layer will
depend in part upon its refractive index and in part upon the desired
optical characteristics of the film (e.g., on whether the film should
contain a Fabry-Perot stack). For use in an infrared-rejecting
Fabry-Perot stack, the crosslinked polymeric spacing layer typically will
have a refractive index of about 1.3 to about 1.7, and preferably will
have an optical thickness of about 75 nm to about 200 nm, more preferably
about 100 nm to about 150 nm and a corresponding physical thickness of
about 50 nm to about 130 nm, more preferably about 65 nm to about 100 nm.
[0054] Alternative materials for the polymer layers include materials
having a Tg greater than or equal to that of HSPET. A variety of
alternative polymer materials can be employed. Volatilizable monomers
that form suitably high Tg polymers are especially preferred. Preferably
the alternative polymer layer has a Tg greater than that of PMMA, more
preferably a Tg of at least about 110.degree. C., yet more preferably at
least about 150.degree. C., and most preferably at least about
200.degree. C. Especially preferred monomers that can be used to form
this layer include urethane acrylates (e.g., CN-968, Tg=about 84.degree.
C. and CN-983, Tg=about 90.degree. C., both commercially available from
Sartomer Co.), isobornyl acrylate (e.g., SR-506, commercially available
from Sartomer Co., Tg=about 88.degree. C.), dipentaerythritol
pentaacrylates (e.g., SR-399, commercially available from Sartomer Co.,
Tg=about 90.degree. C.), epoxy acrylates blended with styrene (e.g.,
CN-120S80, commercially available from Sartomer Co., Tg=about 95.degree.
C.), di-trimethylolpropane tetraacrylates (e.g., SR-355, commercially
available from Sartomer Co., Tg=about 98.degree. C.), diethylene glycol
diacrylates (e.g., SR-230, commercially available from Sartomer Co.,
Tg=about 100.degree. C.), 1,3-butylene glycol diacrylate (e.g., SR-212,
commercially available from Sartomer Co., Tg=about 101.degree. C.),
pentaacrylate esters (e.g., SR-9041, commercially available from Sartomer
Co., Tg=about 102.degree. C.), pentaerythritol tetraacrylates (e.g.,
SR-295, commercially available from Sartomer Co., Tg=about 103.degree.
C.), pentaerythritol triacrylates (e.g., SR-444, commercially available
from Sartomer Co., Tg=about 103.degree. C.), ethoxylated (3)
trimethylolpropane triacrylates (e.g., SR-454, commercially available
from Sartomer Co., Tg=about 103.degree. C.), ethoxylated (3)
trimethylolpropane triacrylates (e.g., SR-454HP, commercially available
from Sartomer Co., Tg=about 103.degree. C.), alkoxylated trifunctional
acrylate esters (e.g., SR-9008, commercially available from Sartomer Co.,
Tg=about 103.degree. C.), dipropylene glycol diacrylates (e.g., SR-508,
commercially available from Sartomer Co., Tg=about 104.degree. C.),
neopentyl glycol diacrylates (e.g., SR-247, commercially available from
Sartomer Co., Tg=about 107.degree. C.), ethoxylated (4) bisphenol a
dimethacrylates (e.g., CD-450, commercially available from Sartomer Co.,
Tg=about 108.degree. C.), cyclohexane dimethanol diacrylate esters (e.g.,
CD-406, commercially available from Sartomer Co., Tg=about 110.degree.
C.), isobornyl methacrylate (e.g., SR-423, commercially available from
Sartomer Co., Tg=about 110.degree. C.), cyclic diacrylates (e.g.,
IRR-214, commercially available from UCB Chemicals, Tg=about 208.degree.
C.) and tris (2-hydroxy ethyl)isocyanurate triacrylate (e.g., SR-368,
commercially available from Sartomer Co., Tg=about 272.degree. C.),
acrylates of the foregoing methacrylates and methacrylates of the
foregoing acrylates.
Other Optional Layers, Coatings, and Treatments
[0055] Various functional layers or coatings can be added to the barrier
assemblies to alter or improve their physical or chemical properties,
particularly at the surface of the barrier film. Such layers or coatings
can include, for example, visible light-transmissive conductive layers or
electrodes (e.g., of indium tin oxide); antistatic coatings or films;
flame retardants; UV stabilizers; abrasion resistant or hardcoat
materials; optical coatings; anti-fogging materials; magnetic or
magneto-optic coatings or films; p
hotographic emulsions; prismatic films;
holographic films or images; adhesives such as pressure sensitive
adhesives or
hot melt adhesives; primers to promote adhesion to adjacent
layers; and low adhesion backsize materials for use when the barrier
assembly is to be used in adhesive roll form. These functional components
can be incorporated into one or more of the outermost layers of the
barrier assembly or can be applied as a separate film or coating.
[0056] Optional layers can also include "getter" or "desiccant" layers
functionally incorporated within or adjacent to the barrier coating;
examples of such layers are described in copending U.S. patent
applications Ser. Nos. 10/948013 and 10/948011, which are incorporated
herein by reference as if fully set forth. Getter layers include layers
with materials that absorb or deactivate oxygen, and desiccant layers
include layers with materials that absorb or deactivate water.
[0057] Other optional layers include one or more inorganic barrier layers.
The inorganic barrier layers, when multiple such layers are used, do not
have to be the same. A variety of inorganic barrier materials can be
employed. Preferred inorganic barrier materials include metal oxides,
metal nitrides, metal carbides, metal oxynitrides, metal oxyborides, and
combinations thereof, e.g., silicon oxides such as silica, aluminum
oxides such as alumina, titanium oxides such as titania, indium oxides,
tin oxides, indium tin oxide ("ITO"), tantalum oxide, zirconium oxide,
niobium oxide, boron carbide, tungsten carbide, silicon carbide, aluminum
nitride, silicon nitride, boron nitride, aluminum oxynitride, silicon
oxynitride, boron oxynitride, zirconium oxyboride, titanium oxyboride,
and combinations thereof. Indium tin oxide, silicon oxide, aluminum oxide
and combinations thereof are especially preferred inorganic barrier
materials. ITO is an example of a special class of ceramic materials that
can become electrically conducting with the proper selection of the
relative proportions of each elemental constituent. The inorganic barrier
layers, when incorporated into the assembly, preferably are formed using
techniques employed in the film metallizing art such as sputtering (e.g.,
cathode or planar magnetron sputtering), evaporation (e.g., resistive or
electron beam evaporation), chemical vapor deposition, plating and the
like. Most preferably the inorganic barrier layers are formed using
sputtering, e.g., reactive sputtering. Enhanced barrier properties have
been observed when the inorganic layer is formed by a high energy
deposition technique such as sputtering compared to lower energy
techniques such as conventional chemical vapor deposition processes.
Without being bound by theory, it is believed that the enhanced
properties are due to the condensing species arriving at the substrate
with greater kinetic energy, leading to a lower void fraction as a result
of compaction. The smoothness and continuity of each inorganic barrier
layer and its adhesion to the underlying layer can be enhanced by
pretreatments (e.g., plasma pretreatment) such as those described above.
[0058] For some applications, it may be desirable to alter the appearance
or performance of the barrier assembly, such as by laminating a dyed film
layer to the barrier assembly, applying a pigmented coating to the
surface of the barrier assembly, or including a dye or pigment in one or
more of the materials used to make the barrier assembly. The dye or
pigment can absorb in one or more selected regions of the spectrum,
including portions of the infrared, ultraviolet or visible spectrum. The
dye or pigment can be used to complement the properties of the barrier
assembly, particularly where the barrier assembly transmits some
frequencies while reflecting others.
[0059] The barrier assembly can be treated with, for example, inks or
other printed indicia such as those used to display product
identification, orientation information, advertisements, warnings,
decoration, or other information. Various techniques can be used to print
on the barrier assembly, such as, for example, screen printing, inkjet
printing, thermal transfer printing, letterpress printing, offset
printing, flexographic printing, stipple printing, laser printing, and so
forth, and various types of ink can be used, including one and two
component inks, oxidatively drying and UV-drying inks, dissolved inks,
dispersed inks, and 100% ink systems.
[0060] The barrier assemblies can also have a protective polymer topcoat.
If desired, the topcoat polymer layer can be applied using conventional
coating methods such as roll coating (e.g., gravure roll coating) or
spray coating (e.g., electrostatic spray coating), then crosslinked
using, for example, UV radiation. A pretreatment (e.g., plasma
pretreatment) may be used prior to formation of the topcoat polymer
layer. The desired chemical composition and thickness of the topcoat
polymer layer will depend in part on the nature and surface topography of
the underlying layer(s), the hazards to which the barrier assembly might
be exposed, and applicable device requirements. The topcoat polymer layer
thickness preferably is sufficient to provide a smooth, defect-free
surface that will protect the underlying layers from ordinary hazards.
General Techniques for Coating of Layers
[0061] The polymer layers can be formed by applying a layer of a monomer
or oligomer to the substrate and crosslinking the layer to form the
polymer in situ, e.g., by flash evaporation and vapor deposition of a
radiation-crosslinkable monomer, followed by crosslinking using, for
example, an electron beam apparatus, UV light source, electrical
discharge apparatus or other suitable device. Coating efficiency can be
improved by cooling the support. The monomer or oligomer can also be
applied to the substrate using conventional coating methods such as roll
coating (e.g., gravure roll coating) or spray coating (e.g.,
electrostatic spray coating), then crosslinked as set out above. The
polymer layers can also be formed by applying a layer containing an
oligomer or polymer in solvent and drying the thus-applied layer to
remove the solvent. Plasma polymerization may also be employed if it will
provide a polymeric layer having a glassy state at an elevated
temperature, with a glass transition temperature greater than or equal to
that of HSPET. Most preferably, the polymer layers are formed by flash
evaporation and vapor deposition followed by crosslinking in situ, e.g.,
as described in U.S. Pat. No. 4,696,719 (Bischoff), U.S. Pat. No.
4,722,515 (Ham), U.S. Pat. No. 4,842,893 (Yializis et al.), U.S. Pat. No.
4,954,371 (Yializis), U.S. Pat. No. 5,018,048 (Shaw et al.), U.S. Pat.
No. 5,032,461 (Shaw et al.), U.S. Pat. No. 5,097,800 (Shaw et al.), U.S.
Pat. No. 5,125,138 (Shaw et al.), U.S. Pat. No. 5,440,446 (Shaw et al.),
U.S. Pat. No. 5,547,908 (Furuzawa et al.), U.S. Pat. No. 6,045,864 (Lyons
et al.), U.S. Pat. No. 6,231,939 (Shaw et al.) and U.S. Pat. No.
6,214,422 (Yializis); in published PCT Application No. WO 00/26973 (Delta
V Technologies, Inc.); in D. G. Shaw and M. G. Langlois, "A New Vapor
Deposition Process for Coating Paper and Polymer Webs", 6th International
Vacuum Coating Conference (1992); in D. G. Shaw and M. G. Langlois, "A
New High Speed Process for Vapor Depositing Acrylate Thin Films: An
Update", Society of Vacuum Coaters 36th Annual Technical Conference
Proceedings (1993); in D. G. Shaw and M. G. Langlois, "Use of Vapor
Deposited Acrylate Coatings to Improve the Barrier Properties of
Metallized Film", Society of Vacuum Coaters 37th Annual Technical
Conference Proceedings (1994); in D. G. Shaw, M. Roehrig, M. G. Langlois
and C. Sheehan, "Use of Evaporated Acrylate Coatings to Smooth the
Surface of Polyester and Polypropylene Film Substrates", RadTech (1996);
in J. Affinito, P. Martin, M. Gross, C. Coronado and E. Greenwell,
"Vacuum deposited polymer/metal multilayer films for optical
application", Thin Solid Films 270, 43-48 (1995); and in J. D. Affinito,
M. E. Gross, C. A. Coronado, G. L. Graff, E. N. Greenwell and P. M.
Martin, "Polymer-Oxide Transparent Barrier Layers", Society of Vacuum
Coaters 39th Annual Technical Conference Proceedings (1996).
Manufacturing Process
[0062] FIG. 4 illustrates a preferred apparatus 180 that can be used for
roll-to-roll manufacture of barrier assemblies on the invention, such as
those shown in FIGS. 1-3 and described above. A more detailed diagram and
description of a vacuum system used to make the barrier coatings is shown
in U.S. Pat. No. 5,888,594, incorporated herein by reference. Powered
rolls 181a and 181b move supporting web 182 back and forth through
apparatus 180. Temperature-controlled rotating drums 183a and 183b, and
idler rolls 184a, 184b, 184c, 184d and 184e carry web 182 past metal
sputtering applicator 185, plasma pretreater 186, monomer evaporator 187
and E-beam crosslinking device 188. Liquid material 189 is supplied to
evaporator 187 from reservoir 190. Successive layers or pairs of layers
can be applied to web 182 using multiple passes through apparatus 180.
Additional applicators, pretreaters, evaporators and crosslinking devices
can be added to apparatus 180, for example along the periphery of drums
183a and 183b, to enable sequential deposition of several pairs of
layers. A power source 191 can provide the appropriate bias to drum 183a.
Apparatus 180 can be enclosed in a suitable chamber (as represented by
the box enclosing it) and maintained under vacuum or supplied with a
suitable inert atmosphere in order to discourage oxygen, water vapor,
dust and other atmospheric contaminants from interfering with the various
pretreatment, monomer coating, crosslinking and sputtering steps. Also,
apparatus 180 can alternatively use only one drum 183a for coating web
182, along the appropriate elements for applying layers to the web.
Display Device with Barrier
[0063] FIG. 5 is a schematic cross-sectional view of a disclosed OLED
device. The barrier assemblies of the invention, such as those shown in
FIGS. 1-3 and described above, can be used to inhibit the transmission of
moisture vapor, oxygen or other gases in a variety of applications. The
barrier assemblies are especially useful for encapsulating OLEDs, light
valves such as LCDs, and other electronic devices, aside from the other
examples provided above. A representative encapsulated OLED device 200 is
shown in FIG. 5. The front or light-emitting side of device 200 faces
downward in FIG. 5. Device 200 includes a visible light-transmissive
barrier assembly 210 having an outer indium tin oxide layer (not shown in
FIG. 5, but oriented so that it would face upward) that serves as an
anode.
[0064] Light emitting structure 220 is formed on barrier assembly 210 in
contact with the outer ITO layer. Structure 220 contains a plurality of
layers (not individually shown in FIG. 5) that cooperate to emit light
downward through barrier assembly 210 when suitably electrically
energized. Device 200 also includes conductive cathode 230 and metallic
foil surround 250. Foil surround 250 is adhered to the back, sides and
part of the front of device 220 by adhesive 240. An opening 260 formed in
adhesive 240 permits a portion 270 of foil 250 to be deformed into
contact with cathode 230. Another opening in foil 250 (not shown in FIG.
5) permits contact to be made with the anode formed by the outer ITO
layer of barrier assembly 210. Metal foil 250 and barrier assembly 210
largely prevent water vapor and oxygen from reaching light emitting
structure 220.
[0065] The invention will now be described with reference to the following
non-limiting examples.
EXAMPLE 1
[0066] A UV-curable polymer solution was made containing 100 grams of
epoxy acrylate, commercially available from UCB Chemicals, Smyrna, Ga.
under the trade designation "Ebecryl 629"; 2 grams of
1-hydroxy-cyclohexyl-phenyl ketone, commercially available from Ciba
Specialty Chemicals, Tarrytown, N.Y. under the trade designation
"Irgacurel 84" dissolved in 1000 grams of methyl ethyl ketone. The
resulting solution was coated at a web speed of 20 ft/min on a 6.5 inch
wide, 100 micron polyethylene terephthalate ("PET") liner commercially
available from Teijin Corp., Japan under the trade designation "HSPE 100"
using a microgravure coater commercially available from Yasui Seiki,
Japan under the trade designation "Model CAG150" fitted with a 90R knurl.
The coating was dried in-line at 70.degree. C. and cured under a nitrogen
atmosphere with UV lamp commercially available from Fusion UV systems,
Gaithersburg, Md. under the trade designation "F-600 Fusion D UV lamp"
operating at 100% power, resulting in a dried coating thickness of
approximately 1.2 microns.
[0067] The polymer coated web described above was loaded into the vacuum
chamber of the coating system used to make DLG coating shown in U.S. Pat.
No. 5,888,594 and pumped down to approximately 1 mTorr. The reactive
gases were introduced into the chamber and RF power was applied to the
drum. The web speed was adjusted to achieve the desired coating
thickness. A second polymer layer was coated over the first DLG coating
according to same conditions as the first polymer layer except a 110R
knurl was used which resulted in the polymer layer thickness of
approximately 0.7 microns. Table 2 describes the deposition conditions
for DLG coating and the MVTR of the resulting barrier coatings that were
made in this chamber.
[0068] Barrier coatings were also made using reactive sputtering process
for comparison purposes. PET web coated with the first polymer layer was
coated with SiOx coating deposited under conditions shown in Table 3. A
second polymer layer was coated over the first SiOx layer and a second
SiOx layer was then coated over the second polymer layer. The deposition
conditions and MVTR of coatings made by the reactive sputtering process
are listed in Table 3.
TABLE-US-00002
TABLE 2
Deposition conditions used to make barrier coatings and their MVTRs
Sam- Deposition Thick- Substrate MVTR
ple TMS O.sub.2 Time Pressure ness Bias g/m.sup.2
# Sccm sccm seconds mTorr nm Volts day
1 180 200 51 6 100 -805 0.017
2 180 200 90 6 175 -805 <0.005*
*MVTR @ 50.degree. C./100% RH = 0.008 g/m.sup.2 day
[0069]
TABLE-US-00003
TABLE 3
Comparative example: Barrier films made using reactive sputtering process
Web Coating Target MVTR
Argon O.sub.2 Speed Pressure Thickness Power Voltage g/m.sup.2
Sample # Sccm sccm fpm mTorr nm Watts Volts day
1 51 27 1.4 1 60 2000 -600 0.028
2 51 31 1.7 3 100 4000 -620 0.095
EXAMPLE 2
[0070] The effect of the diamond-like film deposition conditions was
established by depositing a two-dyad stack of solution coated acrylate
and a diamond-like film. In particular, referring to FIG. 2, the sample
analyzed included a PET substrate 112, acrylate layers 114 and 118, and
DLG film layers 116 and 120. The process for coating the acrylate layers
is described in Example 1.
[0071] The primary variables explored in the study of the sample were as
follows: (1) tetramethylsilane (TMS)/oxygen ratio and plasma power; (2)
plasma power; and (3) deposition time (thickness) of the DLG film.
[0072] Sixteen different conditions were studied as shown in Table 4
below, and the moisture barrier properties of these films was measured
for each of these conditions at 50.degree. C. The MVTR values are shown
in the last column in Table 4 below. From these results, it may be seen
that there were several conditions that yield MVTR values that are at or
below the detection limit of the Mocon tester at 50.degree. C. Additional
significant points were as follows. For a fixed value of the TMS/O.sub.2
ratio and power, the MVTR values decrease with increasing thickness of
the diamond-like film. For any fixed value of power, the MVTR values are
lower at a TMS/O.sub.2 ratio of 1.0 when compared to 0.25. This means
that the films with more organic content had improved barrier
performance. For any fixed value of TMS/O.sub.2 ratio and thickness, the
MVTR values were slightly higher for the 2000 watts compared to 1000
watts of plasma power.
TABLE-US-00004
TABLE 4
MVTR @
Pressure Power Time O.sub.2 TMS 50.degree. C.
RunOrder TMS/O.sub.2 (mTorr) (W) (sec) sccm sccm DC Bias V
(g/(m.sup.2day))
020-02 1 7 1000 30 200 200 -763 0.02
020-03 1 7 1000 60 200 200 -763 0.005
020-04 1 7 1000 90 200 200 -763 0.005
020-01 1 7 1000 120 200 200 -763 <0.005
020-06 0.25 7 1000 30 320 80 -748 0.043
020-07 0.25 7 1000 60 320 80 -748 0.025
020-08 0.25 7 1000 90 320 80 -748 0.016
020-05 0.25 7 1000 120 320 80 -748 0.005
020-10 1 7 2000 30 200 200 -1107 0.017
020-11 1 7 2000 60 200 200 -1107 0.005
020-12 1 7 2000 90 200 200 -1107 <0.005
020-09 1 7 2000 120 200 200 -1107 <0.005
020-14 0.25 7 2000 30 320 80 -1059 0.076
020-15 0.25 7 2000 60 320 80 -1059 0.062
020-16 0.25 7 2000 90 320 80 -1059 0.012
020-13 0.25 7 2000 120 320 80 -1059 <0.005
* * * * *